John A. Naso
Professional summary
John Anthony Naso, who also goes by Naso Anthony John Anthony, John Anthony Naso, is a registered financial professional currently at UNITED FIRST PARTNERS LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2013. John has worked at 5 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Naso's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2023 - Present
UNITED FIRST PARTNERS LLC
Office #1: 3 Columbus Circle Suite 1730, New York, NY 10019August 3, 2022 - October 3, 2023
JONESTRADING
January 26, 2015 - August 18, 2022
JEFFERIES LLC
July 18, 2014 - January 22, 2015
AEGIS CAPITAL CORP.
December 16, 2013 - July 25, 2014
DU PASQUIER & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2023)
Exams
FINRA
Current Firm
UNITED FIRST PARTNERS LLC
CRD#: 155456 / SEC#: , 8-68718
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADJEDJ, MICHAEL SIMON | PRESIDENT, ELECTED MANAGER | 5854635 |
| MARDEL, STEPHANE CHARLES | CO-PRESIDENT | 5854634 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| SINELNIKOV, PETER SERGEY | PRINCIPAL FINANCIAL OFFICER | 6493208 |
| UNITED FIRST PARTNERS HOLDINGS, LLC | SOLE MEMBER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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