Wesley R. Driggers
Professional summary
Wesley Ray Driggers, who also goes by Wes Driggers, Wesley Driggers, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota and FORESIDE GLOBAL SERVICES, LLC located in Minneapolis, Minnesota.
Wesley is registered as a RR (Registered Representative) and started their career in finance in 2015. Wesley has worked at 19 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wesley Ray Driggers's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2025 - Present
FORESIDE FINANCIAL SERVICES, LLC
November 7, 2025 - Present
FORESIDE GLOBAL SERVICES, LLC
November 7, 2025 - Present
IMST DISTRIBUTORS, LLC
November 7, 2025 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
November 7, 2025 - Present
QUASAR DISTRIBUTORS, LLC
November 7, 2025 - Present
FORESIDE FUND SERVICES, LLC
November 7, 2025 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC
November 7, 2025 - Present
MGI FUNDS DISTRIBUTORS, LLC
November 7, 2025 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
November 7, 2025 - Present
DISTRIBUTION SERVICES, LLC
November 7, 2025 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
November 7, 2025 - Present
FORESIDE DISTRIBUTION SERVICES, L.P.
November 7, 2025 - Present
FUNDS DISTRIBUTOR, LLC
June 18, 2025 - August 28, 2025
GUIDELINE SECURITIES, LLC
December 9, 2022 - September 29, 2024
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
July 13, 2022 - October 25, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 6, 2022 - October 25, 2022
RAYMOND JAMES & ASSOCIATES, INC.
June 28, 2021 - May 10, 2022
ROBINHOOD FINANCIAL, LLC
April 7, 2020 - June 10, 2021
RAYMOND JAMES & ASSOCIATES, INC.
May 16, 2017 - April 7, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 10, 2015 - May 15, 2017
RAYMOND JAMES & ASSOCIATES, INC.
March 26, 2015 - September 10, 2015
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2025)
Exams
FINRA
Current Firm
FUNDS DISTRIBUTOR, LLC
CRD#: 7174 / SEC#: , 8-20518
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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