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Wesley Ray Driggers

FORESIDE FINANCIAL SERVICES
Minneapolis, MN
·CRD# 6267059·11 years experience

Professional Summary

Wesley Ray Driggers, who also goes by Wes Driggers, Wesley Driggers, is a registered financial advisor currently at FORESIDE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota and FORESIDE GLOBAL SERVICES, LLC located in Minneapolis, Minnesota. Wesley is registered as a RR (Registered Representative) and started their career in finance in 2015. Wesley has worked at 19 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Wes Driggers, Wesley Driggers

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
Minneapolis, MN
November 7, 2025 - Present
FORESIDE GLOBAL SERVICES, LLC·CRD# 147382
BD
Minneapolis, MN
November 7, 2025 - Present
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
Minneapolis, MN
November 7, 2025 - Present
STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934
BD
Minneapolis, MN
November 7, 2025 - Present
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Minneapolis, MN
November 7, 2025 - Present
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Minneapolis, MN
November 7, 2025 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC·CRD# 45943
BD
Minneapolis, MN
November 7, 2025 - Present
MGI FUNDS DISTRIBUTORS, LLC·CRD# 35682
BD
Minneapolis, MN
November 7, 2025 - Present
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Minneapolis, MN
November 7, 2025 - Present
DISTRIBUTION SERVICES, LLC·CRD# 25938
BD
Minneapolis, MN
November 7, 2025 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC·CRD# 15883
BD
Minneapolis, MN
November 7, 2025 - Present
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Minneapolis, MN
November 7, 2025 - Present
FUNDS DISTRIBUTOR, LLC·CRD# 7174
BD
Minneapolis, MN
November 7, 2025 - Present
GUSTO BROKERAGE, LLC·CRD# 332412
BD
San Francisco, CA
June 18, 2025 - August 28, 2025
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.·CRD# 840
BD
Boston, MA
December 9, 2022 - September 29, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
July 13, 2022 - October 25, 2022
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
July 6, 2022 - October 25, 2022
ROBINHOOD FINANCIAL, LLC·CRD# 165998
BD
Denver, CO
June 28, 2021 - May 10, 2022
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
April 7, 2020 - June 10, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St Petersburg, FL
May 16, 2017 - April 7, 2020
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
September 10, 2015 - May 15, 2017
T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
Tampa, FL
March 26, 2015 - September 10, 2015

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Current Firm

FD
FUNDS DISTRIBUTOR, LLC

FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC

CRD#: 7174 / SEC#: 8-20518
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Minnesota
(11/7/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2023About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Wesley Ray Driggers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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WD
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