Erik M. Jackson

FROST INVESTMENT SERVICES

San Antonio, TX 78205

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CRD#: 6266719

Professional summary

Erik M Jackson, who also goes by Erik Michael Jackson, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in San Antonio, Texas and FROST BROKERAGE SERVICES, INC. located in San Antonio, Texas.

Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Erik has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 52, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik Michael Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Self; Not investment related; Pharr, TX; Proprietor/Landlord; Started 10/2018; Approx. 5hr/mo; Not during securities trading hrs; Collect rent, take calls from tenants, coordinate repairs/maintenance work.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik M Jackson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2022 - Present

FROST INVESTMENT SERVICES

Office #1: 111 West Houston Street, San Antonio, TX 78205

RIA

CRD#: 286129

San Antonio, TX

Current

December 20, 2022 - Present

FROST BROKERAGE SERVICES, INC.

Office #1: 111 W Houston Ste 100, San Antonio, TX 78205

CRD#: 17465

SAN ANTONIO, TX

Past

January 6, 2022 - December 6, 2022

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

Brownsville, TX

Past

September 15, 2021 - December 31, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

Brownsville, TX

Past

August 23, 2021 - December 6, 2022

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

BROWNSVILLE, TX

Past

August 23, 2021 - December 6, 2022

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

BROWNSVILLE, TX

Past

May 21, 2015 - August 23, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

Brownsville, TX

Past

November 15, 2013 - August 23, 2021

BBVA SECURITIES INC.

CRD#: 27060

LAREDO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FROST INVESTMENT SERVICES

FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(12/20/2022)

IAR

Texas
(12/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 11/15/2017

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 11/25/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/2013

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/1/2018

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/15/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FROST INVESTMENT SERVICES

FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

111 West Houston Street, San Antonio, TX 78205

Mailing Address

Po Box 2538, San Antonio, TX 78299

Phone number

(210) 220-5000

Established

Firm type

Fiscal year end

# of Employees

177

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIS FORM ADV PART 2A 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,179
AUM (Assets Under Management)	$ 2,976,654,932

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2024	Cover Page	Report
11/27/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erik M. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik M Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FROST BROKERAGE SERVICES, INC.

PNC MANAGED ACCOUNT SOLUTIONS, INC.

PNC MANAGED ACCOUNT SOLUTIONS, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

Primary Firm SEC Registration

FROST INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2015

Series 63

Date: 11/20/2013

SIE

Date: 10/1/2018

Series 52

Date: 11/15/2017

Series 7

Date: 11/25/2014

Series 6

Date: 11/15/2013

Series 53

Date: 3/1/2018

Series 24

Date: 1/15/2015

FINRA

Current Firm

FROST INVESTMENT SERVICES

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FROST INVESTMENT SERVICES

TRUST BUT VERIFY

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