BS
Bhavneesh K. Sharma
INTEGRITY ADVISORS LLC
Andover, MA
Some features on this profile are disabled
CRD#: 6266374
BS
Professional summary
Bhavneesh Kumar Sharma, who also goes by Bhavneesh Sharma, is a registered financial advisor currently at INTEGRITY ADVISORS LLC located in Andover, Massachusetts.
Bhavneesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Bhavneesh has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bhavneesh Sharma
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DataFlynk.AI LLC; investment related: No; Location: 135 North Street Andover MA 01810 United States; Description: Software Development; Position Title: Co-founder, Co-CEO; Responsibilities Duties: Software development, project management; Start date: 2021-05-01; Hours per month during trading hours: 0; Hours per month outside trading hours: 60; Percentage of total yearly compensation expected to be derived from the business: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Bhavneesh Kumar Sharma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2016 - Present
INTEGRITY ADVISORS LLC
RIA
CRD#: 169637
Andover, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/7/2024)
IAR
California(2/23/2024)
IAR
Florida(5/6/2024)
IAR
Massachusetts(5/11/2016)
IAR
Texas(2/9/2024)
Current Firm
IA
INTEGRITY ADVISORS LLC
INTEGRITY ADVISORS LLC | VASUDA CAPITAL MANAGEMENT, LLC | VASUDA CAPITAL MANAGEMENT
CRD#: 169637 / SEC#:
Arizona
Registered Investment Advisory firm - (3/7/2024 Approved)California
Registered Investment Advisory firm - (2/23/2024 Approved)Florida
Registered Investment Advisory firm - (5/6/2024 Approved)Massachusetts
Registered Investment Advisory firm - (5/11/2016 Approved)Texas
Registered Investment Advisory firm - (2/9/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Andover, MA
Mailing Address
Phone number
(718) 501-7515
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 983,317 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Massachusetts | ERA - Withdrawn | 10/22/2015 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
