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FP

Francis A. Piccirillo

BRIGHTHOUSE SECURITIES
Charlotte, NC
Some features on this profile are disabled
CRD#: 6266197
FP

Professional summary


Francis Anthony Piccirillo, who also goes by Francis Anthony Piccirillo II, Frank Piccirillo, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Charlotte, North Carolina.

Francis is registered as a RR (Registered Representative) and started their career in finance in 2014. Francis has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Francis Anthony Piccirillo Ii | Frank Piccirillo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Name: G.C.Holdings, LLC, Inv Rel: N Addr: @ residential address on file, Nature: Music Publishing, Position:Owner/Member, Start: 04/13/2014, No Hr/Mo: 20 No Hr/Mo Dur Trading:0, Duties:Collect royalties from music streaming services. 2)Name: Francis Piccirillo, Inv Rel: Y Addr: @ residential address on file, Nature:Rental income property, Position: Owner, Start: 09/20/2001, No Hr/Mo: 5 Mo Hr/Mo Dur Trading: 0, Duties: Rental property

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Francis Anthony Piccirillo's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 24, 2023 - Present

BRIGHTHOUSE SECURITIES, LLC

BD
CRD#: 285300
Charlotte, NC
Past

July 14, 2022 - March 24, 2023

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Warren, NJ
Past

July 8, 2022 - March 24, 2023

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Warren, NJ
Past

June 18, 2020 - May 26, 2022

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
Martinsville, NJ
Past

June 5, 2020 - May 26, 2022

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
Martinsville, NJ
Past

September 6, 2019 - April 29, 2020

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
PEARL RIVER, NY
Past

September 6, 2019 - April 29, 2020

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
PEARL RIVER, NY
Past

April 19, 2017 - July 26, 2019

FORESTERS ADVISORY SERVICES, LLC

RIA
CRD#: 164663
EDISON, NJ
Past

November 24, 2015 - July 26, 2019

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ
Past

February 25, 2014 - August 25, 2015

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Montana
(5/8/2023)
RR
New Jersey
(4/24/2023)
RR
New Mexico
(10/30/2024)
RR
New York
(4/24/2023)
RR
Rhode Island
(1/24/2024)
RR
Vermont
(8/8/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/9/2017
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BRIGHTHOUSE SECURITIES, LLC
BRIGHTHOUSE SECURITIES, LLC

CRD#: 285300 / SEC#: , 8-69845

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
11225 North Community House Road, Charlotte, NC 28277
Mailing Address
11225 North Community House Road, Charlotte, NC 28277
Phone number
(800) 848-3854
Established
Delaware since 02/01/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BRIGHTHOUSE HOLDINGS, LLCSOLE MEMBER (SHAREHOLDER)
BEAULIEU, PHILIP JOHNATHONVICE PRESIDENT5300540
DAVIS, MICHAEL BENJAMINVICE PRESIDENT1742347
LAMBERT, MYLES JOSEPHCHAIRMAN PRESIDENT AND CEO3107551
LEINTZ, DONALD ANTHONYVICE PRESIDENT4374813
MACILVANE, KEVIN MICHAEL JRVICE PRESIDENT5164574
MARTINEZ, JOHN GREGORYPRINCIPAL FINANCIAL OFFICER2210722
MORGAN, JANET MARIEVICE PRESIDENT6770849
NIGRO, GERARD JOSEPHSENIOR VICE PRESIDENT1577003
PROHONIC, KRISTIN LEECHIEF COMPLIANCE OFFICER3048592

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRIGHTHOUSE SECURITIES, LLC

CRD#: 285300Charlotte, NC

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