Emily Ruth Knighton
Professional Summary
Emily Ruth Knighton is a registered financial advisor currently at AMUNI FINANCIAL, INC. located in St. Petersburg, Florida. Emily is registered as a RR (Registered Representative) and started their career in finance in 2014. Emily has worked at 1 firm and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN MUNICIPAL SECURITIES, INC. | AMUNI FINANCIAL, INC.
Contact Information
Main Address
720 Second Ave S., St Petersburg, FL 33701Mailing Address
P.o. Box 11749, St. Petersburg, FL 33733-9680Phone Number
(727) 825-0522Established
Florida since 08/18/1980Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
21SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
FINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
454AUM (Assets Under Management)
$194,623,000Disclosures
Regulatory Event
2Arbitration
1Bond
1Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/05/2026 | Cover Page | Report |
| 09/25/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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CALTON & ASSOCIATES, INC.
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Primary Firm SEC Registration
AMERICAN MUNICIPAL SECURITIES, INC. | AMUNI FINANCIAL, INC.
State Registrations and Notice Filings
(8/1/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Emily Ruth Knighton's CRS (Customer Relationship Summary).
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