Steven L. Paulson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lee Paulson, who also goes by Steven Paulson, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2013. Steven had worked at 4 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2018 - December 27, 2018
CAPRO CAPITAL
May 31, 2017 - December 27, 2018
VALTUS CAPITAL GROUP, LLC
March 6, 2014 - June 23, 2015
HIGHTOWER ADVISORS, LLC
November 22, 2013 - June 23, 2015
HIGHTOWER SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPRO CAPITAL
CRD#: 173686 / SEC#: , 8-69545
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
