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Curtis Bridge

CRD# 6265436·Registered 2014 - 2020
Previously Registered: Being a previously registered professional could mean that Curtis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Curtis Bridge, who also goes by Curtis J Bridge, Curtis Jonathan Bridge, Curtis Bridge, was a registered financial advisor. Curtis was a previously registered financial professional and started their career in finance 2014 - 2020. Curtis had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Curtis J Bridge, Curtis Jonathan Bridge, Curtis Bridge

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

EMU SECURITIES LLC·CRD# 282630
BD
New York, NY
July 6, 2020 - September 8, 2020
BGC FINANCIAL, L.P.·CRD# 19801
BD
Miami, FL
May 29, 2019 - July 22, 2019
HARRISDIRECT LLC·CRD# 42159
RIA
Ft. Lauderdale, FL
August 29, 2018 - January 15, 2019
E*TRADE SECURITIES LLC·CRD# 29106
BD
Ft. Lauderdale, FL
August 23, 2018 - January 15, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Coral Gables, FL
March 8, 2016 - September 7, 2018
TD AMERITRADE, INC.·CRD# 7870
RIA
Coral Gables, FL
February 26, 2016 - September 7, 2018
TD AMERITRADE, INC.·CRD# 7870
BD
Coral Gables, FL
February 24, 2016 - September 7, 2018
W&S BROKERAGE SERVICES, INC.·CRD# 8099
BD
Phoenix, AZ
July 30, 2015 - February 8, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Chandler, AZ
April 29, 2014 - April 14, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Chandler, AZ
February 24, 2014 - April 14, 2015

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Current Firm

ES
EMU SECURITIES LLC

EMU SECURITIES LLC

CRD#: 282630 / SEC#: 8-69725
BD
Terminated by SEC on 03/30/2021

Contact Information

Established

New York since 09/10/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SPINDEL, ALANSOLE MEMBER6141844
OBSBAUM, FREDRIC MICHAELCEO/CCO/FINOP1160811
RAFFERTY, MARIANNE KATHLEENPRINCIPAL1982973

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2014About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2015About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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