Sterett R. Mcgoodwin
Professional summary
Sterett Ross Mcgoodwin is a registered financial professional currently at THE LEADERS GROUP, INC. located in Louisville, Kentucky.
Sterett is registered as a RR (Registered Representative) and started their career in finance in 2015. Sterett has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sterett Ross Mcgoodwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 1906 Stanley Gault Pkwy, Louisville, KY 40223August 4, 2015 - February 21, 2018
JEFFERSON NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2018)
(7/22/2019)
(2/1/2018)
(6/23/2021)
(7/22/2019)
(9/23/2019)
(2/1/2018)
(6/23/2021)
(1/23/2019)
(2/1/2018)
(7/7/2023)
(2/1/2018)
(4/11/2024)
(7/22/2019)
(1/22/2019)
(12/6/2022)
(7/22/2019)
(11/3/2022)
(7/22/2019)
(8/9/2023)
(4/21/2023)
(9/11/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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Company Information
THE LEADERS GROUP, INC.
CRD#: 37157Louisville, KY 40223TRUST BUT VERIFY
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