KW
Katie D. Wolfe
CETERA INVESTMENT ADVISERS LLC
POWELL, OH 43065
Some features on this profile are disabled
CRD#: 6264214
KW
Professional summary
Katie D Wolfe, who also goes by Katie D Filbin, Katie Diane Wolfe, Katie Wolfe, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Powell, Ohio and CETERA WEALTH SERVICES, LLC located in Powell, Ohio.
Katie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Katie has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katie D Filbin | Katie Diane Wolfe | Katie Wolfe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OHIO HOUSE RABBIT RESCUE POSITION: Board Member NATURE: The mission of Ohio House Rabbit Rescue is to operate the Ohio House Rabbit Adoption Center, rescue abandoned pet rabbits, offer a robust adoption program, and provide educational resources and programming on the proper care of rabbits as indoor companions. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 5485 N High St, Columbus OH 43214, United States DESCRIPTION: I attend board meetings, organize and run events and fundraisers. I also volunteer regularly with the organization and do whatever tasks that entails. 2) WOLFE WEALTH ADVISORS LLC POSITION: Sole Member NATURE: Used to pay for business expenses INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2020 ADDRESS: 3845 Attucks Dr, Powell OH 43065, United States DESCRIPTION: Used to pay business expenses, allocating funds, balancing accounts, reviewing expenses. 3) IGNYTE FINANCIAL, LLC POSITION: Chief Operating Officer/ Financial Advisor NATURE: At Ignyte Financial I provide financial planning, investment planning, tax planning, estate planning, risk analysis services through this entity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/10/2020 ADDRESS: 3845 Attucks Dr, Powell OH 43065, United States DESCRIPTION: 1. Meeting with clients2.Analyze and monitor Investment Portfolios/ Performance3. Financial Planning4. Oversee day-to day operations of business5. Analyzing financial strengths and vulnerabilities
CRS (Client Relationship Summary) - RIA
Click below to view Katie D Wolfe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3845 Attucks Dr, Powell, OH 43065Office #2: 3845 Attucks Dr, Powell, OH 43065RIA
CRD#: 105644
POWELL, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3845 Attucks Dr, Powell, OH 43065BD
CRD#: 13572
Powell, OH
Past
November 2, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Powell, OH
Past
November 1, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Powell, OH
Past
August 3, 2020 - November 22, 2023
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Powell, OH
Past
August 3, 2020 - November 22, 2023
IFP SECURITIES, LLC
BD
CRD#: 297287
Powell, OH
Past
June 26, 2019 - August 3, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
UPPER ARLINGTON, OH
Past
June 25, 2019 - August 3, 2020
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
UPPER ARLINGTON, OH
Past
February 23, 2017 - May 31, 2019
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
DUBLIN, OH
Past
January 26, 2016 - May 31, 2019
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
DUBLIN, OH
Past
November 6, 2013 - January 20, 2016
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Michigan(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
Ohio(9/5/2025)
IAR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
