Russell S. Mcgowan
Professional summary
Russell Scott Mcgowan is a registered financial professional currently at PEP ADVISORY LLC located in Houston, Texas.
Russell is registered as a RR (Registered Representative) and started their career in finance in 2014. Russell has worked at 3 firms and has passed the Series 63, Series 22TO, SIE, Series 79 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Russell Scott Mcgowan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2021 - Present
PEP ADVISORY LLC
Office #1: 9545 Katy Freeway Suite 425, Houston, TX 77024June 17, 2014 - March 4, 2016
INTL FCSTONE CREDIT TRADING LLC
February 12, 2014 - June 3, 2014
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2023)
(9/2/2022)
(1/27/2023)
(2/2/2023)
(3/24/2023)
(9/30/2021)
(8/31/2023)
Exams
Series 22TO
Date: 9/30/2021
Direct Participation Programs Representative ExaminationFINRA
Current Firm
PEP ADVISORY LLC
CRD#: 166636 / SEC#: , 8-69224
Contact information
FINRA licenses (25 States and Territories)
Documents
Red Flags
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