Russell Scott Mcgowan
Professional Summary
Russell Scott Mcgowan is a registered financial advisor currently at PEP ADVISORY LLC located in Houston, Texas. Russell is registered as a RR (Registered Representative) and started their career in finance in 2014. Russell has worked at 3 firms and has passed the Series 63, Series 22TO, SIE, Series 79 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
CDH SECURITIES, LLC | PEP ADVISORY LLC | HEIKKINEN ENERGY SECURITIES, LLC
Contact Information
Main Address
100 Waugh Drive Suite 600, Houston, TX 77007Mailing Address
100 Waugh Drive Suite 600, Houston, TX 77007Phone Number
(713) 930-0371Established
Texas since 12/07/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (25 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/19/2023)
(9/2/2022)
(1/27/2023)
(2/2/2023)
(3/24/2023)
(9/30/2021)
(8/31/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22TO — Direct Participation Programs Representative Examination
Passed Sep 2021About the Series 22TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Feb 2014About the Series 79 examSeries 39 — Direct Participation Programs Principal Examination
Passed Jan 2022About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Russell Scott Mcgowan's CRS (Customer Relationship Summary).
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