Sotirios T. Keros

STKEROS FINANCIAL PLANNING

NEW YORK, NY

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CRD#: 6263299

Professional summary

Sotirios Tony Keros is a registered financial advisor currently at STKEROS FINANCIAL PLANNING, LLC located in New York, New York.

Sotirios is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Sotirios has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A PHYSICIAN, WITH EMPLOYMENT AT THE WEILL CORNELL MEDICAL COLLEGE. I AVERAGE 40 HOURS PER MONTH IN THIS JOB, WHICH IS AN AVERAGE 2 HOURS DAILY OF PHYSICIAN WORK DURING SECURITIES TRADING HOURS. THIS POSITION IN NON-INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sotirios Tony Keros's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2015 - Present

STKEROS FINANCIAL PLANNING, LLC

RIA

CRD#: 169383

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/8/2025)

IAR

New York
(9/28/2021)

IAR

South Dakota
(7/10/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/2013

Uniform Investment Adviser Law Examination

Current Firm

STKEROS FINANCIAL PLANNING, LLC

CRD#: 169383 / SEC#:

California

Registered Investment Advisory firm - (10/8/2025 Approved)

New York

Registered Investment Advisory firm - (12/3/2013 Approved)

South Dakota

Registered Investment Advisory firm - (7/10/2015 Approved)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(646) 661-2525

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Sotirios T. Keros

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sotirios Tony Keros's CRS (Customer Relationship Summary).

Certified licenses

Experience

STKEROS FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/2013

Current Firm

STKEROS FINANCIAL PLANNING, LLC

Contact information

Documents

Red Flags

Company Information

STKEROS FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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