DP
Daniel C. Paschke
VICTORY FINANCIAL
Southlake, TX 76092
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CRD#: 6262745
DP
Professional summary
Daniel Charles Paschke is a registered financial advisor currently at VICTORY FINANCIAL located in Southlake, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Daniel has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Victory Financial Group. Investment Related. At the registered location, Financial Planner. IAR. 08/2023.160hrs/ monthly. 160hrs/ during trading. Provide investment advice. 2. Fixed Insurance. Investment related. At the registered location. Independent Insurance Agent / Agency. Agent. Agent. 08/2023. 1 hr a month. 1 hr during trading. Provide insurance advice based on the needs of client(s). 3. A Taste of South Lake. Investment Related. 7155 Colleyville Blvd Suite 103, Colleyville, TX 76034. Public Event Coordinators. Board Member.5/12/2023. 7-10 Hours per Month. 2-3 Hours per Month During Securities Trading. Finding businesses to sponsor various aspects of the event: band sponsor, drink sponsor, VIP room sponsor, parting gift sponsor, etc. Only procure sponsors, I do not handle any sponsorship money.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Charles Paschke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2023 - Present
VICTORY FINANCIAL
Office #1: 550 Reserve Street, Southlake, TX 76092RIA
CRD#: 324943
Southlake, TX
Past
August 25, 2023 - October 28, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Southlake, TX
Past
August 21, 2017 - August 25, 2023
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
SOUTHLAKE, TX
Past
September 3, 2015 - August 25, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SOUTHLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VICTORY FINANCIAL
CAPITALWISE | VIRIDIAN WEALTH MANAGEMENT | VICTORY FINANCIAL GROUP LLC | VICTORY FINANCIAL GROUP AND INSURANCE SERVICES | VICTORY FINANCIAL | TRUSTLOVE CAPITAL LLC | STEADFAST WEALTH PLANNING | STANSELL WEALTH | L5 WEALTH PLANNING | KILMER FINANCIAL | CRÈME WEALTH
CRD#: 324943 / SEC#: 801-127385
RIA
Registered Investment Advisory firm - (2/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VF
VICTORY FINANCIAL
CAPITALWISE | VIRIDIAN WEALTH MANAGEMENT | VICTORY FINANCIAL GROUP LLC | VICTORY FINANCIAL GROUP AND INSURANCE SERVICES | VICTORY FINANCIAL | TRUSTLOVE CAPITAL LLC | STEADFAST WEALTH PLANNING | STANSELL WEALTH | L5 WEALTH PLANNING | KILMER FINANCIAL | CRÈME WEALTH
CRD#: 324943 / SEC#: 801-127385
RIA
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Contact information
Main Address
6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730
Mailing Address
Phone number
(512) 763-7671
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,210 |
| AUM (Assets Under Management) | $ 687,641,583 |
Red Flags
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