Carson T. Sanford

DELTA WEALTH SOLUTIONS

Kansas City, MO 64108

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CRD#: 6262578

Professional summary

Carson Taylor Sanford, CFP®, who also goes by Carson Taylor Taylor Sanford, is a registered financial advisor currently at DELTA WEALTH SOLUTIONS, LLC located in Kansas City, Missouri.

Carson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Carson has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 56 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carson Taylor Taylor Sanford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Charles Oakley Capital LLC; No; Kansas City, MO; Real Estate Holding Company; Owner; 09/2023; 1/MO; 0/ MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carson Taylor Sanford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 7, 2020 - Present

DELTA WEALTH SOLUTIONS, LLC

Office #1: 2345 Grand Blvd. Suite 2120, Kansas City, MO 64108

RIA

CRD#: 306199

Kansas City, MO

Past

October 8, 2015 - February 18, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LEAWOOD, KS

Past

September 17, 2015 - February 18, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LEAWOOD, KS

Past

December 23, 2013 - April 30, 2014

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/19/2023)

IAR

Kansas
(11/25/2020)

IAR

Missouri
(2/7/2020)

IAR

Texas
(12/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/8/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2015

General Securities Representative Examination

General Industry/Product Exam

Series 56

Date: 12/23/2013

Proprietary Trader Qualification Examination

Current Firm

DELTA WEALTH SOLUTIONS, LLC

CRD#: 306199 / SEC#: 801-118038

RIA

Registered Investment Advisory firm - (7/1/2020 Terminated)

Illinois

Registered Investment Advisory firm - (5/19/2023 Approved)

Kansas

Registered Investment Advisory firm - (11/23/2020 Approved)

Missouri

Registered Investment Advisory firm - (6/26/2020 Approved)

Texas

Registered Investment Advisory firm - (4/20/2020 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2345 Grand Blvd. Suite 2120, Kansas City, MO 64108

Mailing Address

Phone number

(816) 810-4467

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	298
AUM (Assets Under Management)	$ 80,657,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carson T. Sanford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carson Taylor Sanford's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELTA WEALTH SOLUTIONS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

T3 TRADING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/8/2015

SIE

Date: 10/1/2018

Series 7

Date: 9/17/2015

Series 56

Date: 12/23/2013

Current Firm

DELTA WEALTH SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DELTA WEALTH SOLUTIONS, LLC

TRUST BUT VERIFY

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