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John Robert Bartlett

John R. Bartlett

CETERA INVESTMENT ADVISERS | Investment Consultant
GREENVILLE, SC 29607
Some features on this profile are disabled
CRD#: 6262275
John Robert Bartlett

Professional summary

John Robert Bartlett, CFP®, who also goes by John Bartlett, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greenville, South Carolina and CETERA INVESTMENT SERVICES LLC located in Greenville, South Carolina.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. John has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Biography

I have the joy of partnering with clients to discover what is important to them on their financial journey. In that process I utilize almost a decade of financial experiences, planning resources, and open dialogue to come up with ideas and strategies that meet their specific goals.

Question & Answer

What are your service offerings?
Employee and Employer Plan Ben...
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

John Bartlett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Bartlett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Education

Bob Jones University

Bachelor of Science (BS) - International Business

2010

Experience

Current

September 22, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 290 South Pleasantburg Drive, Greenville, SC 29607
RIA
CRD#: 105644
GREENVILLE, SC
Current

September 22, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 290 South Pleasantburg Drive, Greenville, SC 29607
BD
CRD#: 15340
Greenville, SC
Past

August 15, 2024 - July 31, 2025

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
GREENVILLE, SC
Past

August 13, 2024 - July 31, 2025

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
GREENVILLE, SC
Past

July 13, 2018 - July 18, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

January 6, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
COVINGTON, KY
Past

December 17, 2013 - July 18, 2024

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GREENVILLE, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(1/5/2026)
RR
Kentucky
(2/4/2026)
RR
North Carolina
(9/22/2025)
RR
Ohio
(9/23/2025)
RR
South Carolina
(9/22/2025)
IAR
South Carolina
(9/22/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/19/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/3/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/28/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/11/2023
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

Investment ConsultantCRD#: 105644Greenville, SC 29607

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Contact information

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