Steven H. Levy
Professional summary
Steven Harold Levy, who also goes by Steve Levy, is a registered financial professional currently at MCAP LLC located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2013. Steven has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Harold Levy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2016 - Present
MCAP LLC
Office #1: 100 Park Avenue Suite 2201, New York, NY 10017Office #2: 100 Park Avenue Suite 2201, New York, NY 10017October 22, 2013 - January 4, 2016
MAREX CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/28/2022)
(1/5/2016)
Exams
Series 57TO
Date: 12/21/2022
Securities Trader ExamFINRA
Nasdaq Stock Market
Current Firm
MCAP LLC
CRD#: 139515 / SEC#: , 8-67217
Contact information
FINRA licenses (19 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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