Karissa N. Goessl

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD 21045

Some features on this profile are disabled

CRD#: 6261273

Professional summary

Karissa Nicole Goessl is a registered financial advisor currently at WILLIAMS ASSET MANAGEMENT located in Columbia, Maryland.

Karissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Karissa has worked at 3 firms and has passed the Series 65, SIE, Series 57 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karissa Nicole Goessl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2026 - Present

WILLIAMS ASSET MANAGEMENT

Office #1: 8850 Columbia 100 Parkway Suite 204, Columbia, MD 21045

RIA

CRD#: 338196

COLUMBIA, MD

Past

October 22, 2022 - January 30, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Columbia, MD

Past

September 24, 2014 - December 20, 2019

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 6/14/2016

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 9/24/2014

General Securities Representative Examination

Current Firm

WILLIAMS ASSET MANAGEMENT

WILLIAMS & ASSOCIATES, INC. | WILLIAMS ASSET MANAGEMENT

CRD#: 338196 / SEC#: 801-135121

RIA

Registered Investment Advisory firm - (1/8/2026 120-Day Approval)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8850 Columbia 100 Parkway Suite 204, Columbia, MD 21045

Mailing Address

Phone number

(410) 740-0220

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- WILLIAMS ASSET MANAGEMENT (12/8/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lawrence Leitch

LPL FINANCIAL LLC

IAR

TOWSON, MD

Eric Bailey

OSAIC WEALTH, INC.

IAR

SILVER SPRING, MD

Michael Aves

LPL FINANCIAL LLC

IAR

Gaithersburg, MD

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Karissa N. Goessl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karissa Nicole Goessl's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLIAMS ASSET MANAGEMENT

COMMONWEALTH FINANCIAL NETWORK

CADARET, GRANT & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2022

SIE

Date: 10/1/2018

Series 57

Date: 6/14/2016

Series 7

Date: 9/24/2014

Current Firm

WILLIAMS ASSET MANAGEMENT

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

WILLIAMS ASSET MANAGEMENT

TRUST BUT VERIFY

Similar Advisors