Nate A. Ramirez
Professional summary
Nate Adam Ramirez, CFP®, who also goes by Nate Ramirez, Nathaniel Adam Ramirez, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Westlake, Texas and CHARLES SCHWAB & CO., INC. located in Westlake, Texas.
Nate is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Nate has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nate Adam Ramirez's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2021 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 3000 Schwab Way, Westlake, TX 76262July 5, 2016 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 3000 Schwab Way, Westlake, TX 76262July 5, 2016 - March 28, 2023
CHARLES SCHWAB & CO., INC.
July 10, 2014 - June 7, 2016
EQUITABLE ADVISORS, LLC
March 4, 2014 - June 7, 2016
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2017)
(8/12/2016)
(7/5/2016)
(7/12/2021)
(6/2/2017)
(3/7/2024)
(6/2/2017)
(9/30/2024)
(6/2/2017)
(6/2/2017)
(9/23/2016)
(6/2/2017)
(9/23/2016)
(6/2/2017)
(6/2/2017)
(6/2/2017)
(9/23/2016)
(7/12/2021)
(6/30/2023)
(6/2/2017)
(6/2/2017)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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