Justin C. Burgess

COPLEY INVESTMENT MANAGEMENT

WILMINGTON, NC

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CRD#: 6260117

Professional summary

Justin Carter Burgess is a registered financial advisor currently at COPLEY INVESTMENT MANAGEMENT, LLC located in Wilmington, North Carolina.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Justin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVESTMENT ADVISOR REPRESENTATIVE FOR COPLEY INVESTMENT MANAGEMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Carter Burgess's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2015 - Present

COPLEY INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 118014

WILMINGTON, NC

Past

September 15, 2014 - January 2, 2015

CETERA ADVISORS LLC

RIA

CRD#: 10299

WILMINGTON, NC

Past

September 15, 2014 - January 2, 2015

CETERA ADVISORS LLC

CRD#: 10299

WILMINGTON, NC

Past

May 23, 2014 - September 15, 2014

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

WILMINGTON, NC

Past

November 16, 2013 - September 15, 2014

OSAIC INSTITUTIONS, INC.

CRD#: 35371

WILMINGTON, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPLEY INVESTMENT MANAGEMENT, LLC

COPLEY INVESTMENT MANAGEMENT | RONALD EDWARD COPLEY | RONALD E. COPLEY | COPLEY INVESTMENT MANAGEMENT, LLC

CRD#: 118014 / SEC#: 801-118507

RIA

Registered Investment Advisory firm - (4/24/2020 Approved)

North Carolina

Registered Investment Advisory firm - (5/5/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (5/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/3/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/10/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2013

General Securities Representative Examination

Current Firm

COPLEY INVESTMENT MANAGEMENT, LLC

COPLEY INVESTMENT MANAGEMENT | RONALD EDWARD COPLEY | RONALD E. COPLEY | COPLEY INVESTMENT MANAGEMENT, LLC

CRD#: 118014 / SEC#: 801-118507

RIA

Registered Investment Advisory firm - (4/24/2020 Approved)

North Carolina

Registered Investment Advisory firm - (5/5/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (5/8/2020 Terminated)

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Contact information

Main Address

Wilmington, NC

Mailing Address

Phone number

(910) 431-6308

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COPLEY INVESTMENT MANAGEMENT ADV 2 (2/14/2025)

COPLEY INVESTMENT MANAGEMENT, LLC ADV 2 (2/14/2025)

JUSTIN BURGESS ADV 2 (2/14/2025)

Regulatory assets under management

Total Number of Accounts	497
AUM (Assets Under Management)	$ 249,601,938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Justin C. Burgess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Carter Burgess's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

Primary Firm SEC Registration

COPLEY INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/10/2014

SIE

Date: 1/2/2015

Series 7

Date: 11/16/2013

Current Firm

COPLEY INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPLEY INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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