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JF

Julian P. Frost

GRAYSCALE SECURITIES
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 6259911
JF

Professional summary


Julian P Frost, who also goes by Julian Phillip Frost, Julian Frost, is a registered financial professional currently at GRAYSCALE SECURITIES, LLC located in Stamford, Connecticut.

Julian is registered as a RR (Registered Representative) and started their career in finance in 2015. Julian has worked at 5 firms and has passed the Series 57TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Julian Phillip Frost | Julian Frost

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Julian P Frost's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 13, 2022 - Present

GRAYSCALE SECURITIES, LLC

Office #1: 290 Harbor Drive 4th Floor, Stamford, CT 06902
BD
CRD#: 305907
Stamford, CT
Past

December 10, 2021 - January 10, 2023

GENESIS GLOBAL TRADING, INC

BD
CRD#: 136962
NEW YORK, NY
Past

February 1, 2021 - May 28, 2021

OPEN TO THE PUBLIC INVESTING, INC.

BD
CRD#: 127818
NEW YORK, NY
Past

September 29, 2020 - December 14, 2021

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

September 1, 2016 - October 7, 2020

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
GREENWICH, CT
Past

September 15, 2015 - July 29, 2016

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


GS
GRAYSCALE SECURITIES, LLC
GRAYSCALE SECURITIES, LLC

CRD#: 305907 / SEC#: , 8-70437

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
290 Harbor Drive 4th Floor, Stamford, CT 06902
Mailing Address
290 Harbor Drive 4th Floor, Stamford, CT 06902
Phone number
(203) 998-6150
Established
Delaware since 06/14/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GRAYSCALE OPERATING, LLCSOLE MEMBER OF GRAYSCALE SECURITIES, LLC
MASCI, KATHRYN CODYFINOP / PFO6755238
PALASZ, FELICA CORNELIAPOO7830001
PALMER, JORDAN WYNNCHIEF EXECUTIVE OFFICER7279088
ROBERTS, ALLISON BRADYCHIEF COMPLIANCE OFFICER5198017
SALM, CRAIG IANCHIEF LEGAL OFFICER6936921

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GRAYSCALE SECURITIES, LLC

CRD#: 305907Stamford, CT 06902

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