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Nathan D. Roberts

CETERA INVESTMENT ADVISERS
PASCAGOULA, MS 39567
Some features on this profile are disabled
CRD#: 6259190
NR
Nathan Dwayne RobertsCETERA INVESTMENT ADVISERS

Professional summary

Nathan Dwayne Roberts, who also goes by Nathan Dwayne Roberts, Nathan Roberts, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pascagoula, Mississippi and CETERA INVESTMENT SERVICES LLC located in Pascagoula, Mississippi.

Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Nathan has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Aliases

Nathan Dwayne Roberts | Nathan Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. E&B ENTERPRISES LLC, REAL ESTATE, 1% OWNER, LESS THAN 1/HR/WK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Dwayne Roberts's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1010 Denny Avenue, Pascagoula, MS 39567
RIA
CRD#: 105644
PASCAGOULA, MS
Current

July 1, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1010 Denny Avenue, Pascagoula, MS 39567
BD
CRD#: 15340
PASCAGOULA, MS
Past

May 18, 2022 - July 25, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
BILOXI, MS
Past

May 18, 2022 - July 25, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
BILOXI, MS
Past

December 23, 2019 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
BILOXI, MS
Past

December 23, 2019 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
BILOXI, MS
Past

May 2, 2017 - January 2, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
OCEAN SPRINGS, MS
Past

October 13, 2016 - April 13, 2017

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW ORLEANS, LA
Past

June 2, 2016 - August 25, 2016

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL
Past

February 18, 2015 - August 12, 2015

HANCOCK WHITNEY INVESTMENT SERVICES INC.

BD
CRD#: 40637
GULFPORT, MS
Past

November 18, 2013 - February 11, 2015

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
HATTIESBURG, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Mississippi
(7/1/2026)
IAR
Mississippi
(7/1/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/30/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/4/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/17/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Pascagoula, MS 39567

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