Wei He
Professional Summary
Wei He, who also goes by Heide Wei He, is a registered financial advisor currently at BARDI CO. LLC located in Los Angeles, California. Wei is registered as a RR (Registered Representative) and started their career in finance in 2015. Wei has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Heide Wei He
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
BARDI CAPITAL MANAGEMENT | MANFRE, CHRISTIANO | MANFRE, CHRIS | BARDI CO. LLC
Contact Information
Main Address
633 West 5th St. 28th Floor, Los Angeles, CA, 90071Mailing Address
633 West 5th St. 28th Floor, Los Angeles, CA, 90071Phone Number
(310) 993-9960Established
California since 09/13/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
10FINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARDI CORPORATION | FULLY OWNED BY BARDI CORPORATION | — |
| MANFRE, CHRISTIANO LUIGI | CEO/CFO/CCO/FINOP | — |
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$275,000Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 5/29/2020 |
| California | ERA - Withdrawn | 9/23/2021 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/21/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jun 2015About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Wei He's CRS (Customer Relationship Summary).
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