Tariq A. Khan

WEALTHCARE FINANCIAL GROUP

Bethesda, MD

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CRD#: 6257291

Professional summary

Tariq Ahmad Khan, who also goes by Tariq Khan, is a registered financial advisor currently at WEALTHCARE FINANCIAL GROUP, INC. located in Bethesda, Maryland.

Tariq is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Tariq has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tariq Khan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tariq Ahmad Khan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2019 - Present

WEALTHCARE FINANCIAL GROUP, INC.

RIA

CRD#: 284650

Bethesda, MD

Past

March 25, 2017 - December 11, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ROCKVILLE, MD

Past

March 25, 2017 - December 11, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

ROCKVILLE, MD

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ROCKVILLE, MD

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ROCKVILLE, MD

Past

May 19, 2014 - January 2, 2015

NEW ENGLAND SECURITIES

RIA

CRD#: 615

ROCKVILLE, MD

Past

January 24, 2014 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

ROCKVILLE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2014

General Securities Representative Examination

Current Firm

WEALTHCARE FINANCIAL GROUP, INC.

ALPHA UMI FINANCIAL | WEALTHCARE FINANCIAL GROUP, INC. | SMITH, MARTIN ALEXANDER | SMITH, MARTIN A | HISAAB CAPITAL

CRD#: 284650 / SEC#:

California

Registered Investment Advisory firm - (8/15/2023 Approved)

District of Columbia

Registered Investment Advisory firm - (5/31/2023 Approved)

Georgia

Registered Investment Advisory firm - (5/12/2017 Approved)

Louisiana

Registered Investment Advisory firm - (11/27/2019 Approved)

Maine

Registered Investment Advisory firm - (7/25/2024 Approved)

Maryland

Registered Investment Advisory firm - (9/28/2016 Approved)

Michigan

Registered Investment Advisory firm - (8/14/2025 Approved)

New York

Registered Investment Advisory firm - (5/3/2023 Approved)

Texas

Registered Investment Advisory firm - (1/4/2021 Approved)

Virginia

Registered Investment Advisory firm - (3/4/2023 Approved)

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Contact information

Main Address

21 Eastbrook Bend, Suite 118, Peachtree City, GA 30269

Mailing Address

Phone number

(770) 683-3608

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	245
AUM (Assets Under Management)	$ 28,246,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tariq A. Khan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tariq Ahmad Khan's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHCARE FINANCIAL GROUP, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2014

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2014

Current Firm

WEALTHCARE FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHCARE FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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