Nathan W. Brown

BROWN FINANCIAL PLANNING LLC

Essexville, MI

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CRD#: 6256889

Professional summary

Nathan Wayne Brown, CFP® is a registered financial advisor currently at BROWN FINANCIAL PLANNING LLC located in Essexville, Michigan and ORIGIN INVESTMENT ADVISORY LLC located in Essexville, Michigan.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nathan has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Brown Comprehensive Financial LLC; Investment-Related; Essexville, MI; Investment Adviser; Investment Adviser Representative; �October 2013; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Wayne Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

November 27, 2013 - Present

BROWN FINANCIAL PLANNING LLC

RIA

CRD#: 169330

Essexville, MI

Current

November 15, 2021 - Present

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

Essexville, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(11/27/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2013

Uniform Investment Adviser Law Examination

Current Firm

BROWN FINANCIAL PLANNING LLC

BROWN COMPREHENSIVE FINANCIAL LLC | BROWN FINANCIAL PLANNING LLC | BROWN FINANCIAL PLANNING | BROWN FINANCIAL LLC

CRD#: 169330 / SEC#:

Michigan

Registered Investment Advisory firm - (11/25/2013 Approved)

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Contact information

Main Address

Bay City, MI

Mailing Address

Phone number

(989) 493-2940

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	112
AUM (Assets Under Management)	$ 14,513,301

Red Flags

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Nathan W. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Wayne Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROWN FINANCIAL PLANNING LLC

ORIGIN INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2013

Current Firm

BROWN FINANCIAL PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BROWN FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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