SA
Samir Ahmed
SAGEVIEW ADVISORY GROUP
West Palm Beach, FL 33401
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CRD#: 6256818
SA
Professional summary
Samir Ahmed, CFP® is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in West Palm Beach, Florida and CETERA WEALTH SERVICES, LLC located in West Palm Beach, Florida.
Samir is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Samir has worked at 10 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: SAGEVIEW INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 06/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OFFER ADVISORY SERVICES TO MY CLIENTS IN MY CAPACITY AS AN ADVISOR. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 3. NAME OF OTHER BUSINESS: FLORIDA STATE UNIVERSITY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EDUCATION START DATE: 09/2011 POSITION/TITLE/RELATIONSHIP: INSTRUCTOR APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I AM AN ONLINE TEACHER FOR THE CENTER FOR DISASTER AND RISK POLICY. I HELP GRADE PAPERS; PUT TOGETHER EXAMS AND ANSWER QUESTIONS FROM STUDENTS
CRS (Client Relationship Summary) - RIA
Click below to view Samir Ahmed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 15, 2025 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 1645 Palm Beach Lakes Blvd. Suite 1200, West Palm Beach, FL 33401RIA
CRD#: 126777
West Palm Beach, FL
Current
July 25, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1645 Palm Beach Lakes #1200, West Palm Beach, FL 33401BD
CRD#: 13572
West Palm Beach, FL
Past
October 11, 2023 - July 14, 2025
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
Riverview, FL
Past
October 4, 2023 - July 14, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
January 27, 2021 - September 18, 2023
FACET
RIA
CRD#: 285961
Riverview, FL
Past
May 28, 2020 - January 20, 2021
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Temple Terrace, FL
Past
May 26, 2020 - January 20, 2021
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Temple Terrace, FL
Past
January 8, 2018 - May 24, 2020
USAA INVESTMENT SERVICES COMPANY
RIA
CRD#: 5475
SAN ANTONIO, TX
Past
June 19, 2017 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
Tampa, FL
Past
June 15, 2017 - May 24, 2020
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
Tampa, FL
Past
October 23, 2015 - April 26, 2017
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
RIVERVIEW, FL
Past
April 13, 2015 - April 26, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
RIVERVIEW, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(7/15/2025)
RR
Florida(7/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/19/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
