MS
Megan M. Smith
AVANTAX PLANNING PARTNERS
Kirkwood, PA 17536
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CRD#: 6256150
MS
Professional summary
Megan Marie Smith, who also goes by Megan Marie Szostek, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Kirkwood, Pennsylvania and CETERA INVESTMENT ADVISERS LLC located in Tamaqua, Pennsylvania.
Megan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Megan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Megan Marie Szostek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BLUE MOUNTAIN SCHOOL DISTRICT POSITION: Volunteer/Aid/PTO Treasurer NATURE: Help with student events, Aid if theres a need for coverage, assist PTO with incoming and outgoing expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 685 Red Dale Rd, Orwigsburg PA 17961, United States DESCRIPTION: VolunteeringAiding when shortage if needed/availableAssisting the PTO with the expenses
CRS (Client Relationship Summary) - RIA
Click below to view Megan Marie Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2022 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 405 Maple Shade Road, Kirkwood, PA 17536Office #2: 707 Claremont Ave, Tamaqua, PA 18252RIA
CRD#: 106237
Kirkwood, PA
Current
October 13, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 707 Claremont Ave, Tamaqua, PA 18252Office #2: 405 Maple Shade Road, Kirkwood, PA 17536RIA
CRD#: 105644
TAMAQUA, PA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 707 Claremont Ave, Tamaqua, PA 18252Office #2: 405 Maple Shade Road, Kirkwood, PA 17536BD
CRD#: 13572
TAMAQUA, PA
Past
November 15, 2017 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
TAMAQUA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Pennsylvania(9/6/2022)
RR
Pennsylvania(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Kirkwood, PA 17536TRUST BUT VERIFY
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