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Kathleen Elizabeth Stephens

Kathleen E. Stephens

STRATEGIC ADVISERS LLC | Wealth Planner, Investor Center
BETHESDA, MD
Some features on this profile are disabled
CRD#: 6256109
Kathleen Elizabeth Stephens

Professional summary

Kathleen Elizabeth Stephens, CFP®, who also goes by Kathleen Elizabeth Hunsberger, Kathleen E Hunsberger, Kathleen Hunsberger, Kathleen Elizabeth Stephens, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bethesda, Maryland and FIDELITY BROKERAGE SERVICES LLC located in Bethesda, Maryland.

Kathleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Kathleen has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

As a Wealth Planner, I leverage my knowledge and the Power of Fidelity to partner with high net worth clients to create a comprehensive set of personalized wealth strategies designed for the growth, preservation and transfer of their wealth.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kathleen Elizabeth Hunsberger | Kathleen E Hunsberger | Kathleen Hunsberger | Kathleen Elizabeth Stephens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Elizabeth Stephens's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Education

Towson University

Bachelor of Science (BS) - Sociology

2013

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 7501 Wisconsin Ave Suite 1340, Bethesda, MD 20814
RIA
CRD#: 104555
BETHESDA, MD
Current

October 4, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 7501 Wisconsin Avenue Suites 150w & 700w, Bethesda, MD 20814
BD
CRD#: 7784
Bethesda, MD
Past

October 26, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BETHESDA, MD
Past

July 31, 2020 - August 12, 2022

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA
CRD#: 108559
New York, NY
Past

July 31, 2020 - August 12, 2022

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
NEW YORK, NY
Past

February 28, 2019 - August 6, 2020

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

February 26, 2019 - August 6, 2020

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

July 13, 2018 - March 22, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

May 7, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
New York, NY
Past

December 11, 2013 - February 11, 2019

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/4/2025)
RR
Alaska
(1/30/2023)
RR
California
(10/19/2022)
RR
Colorado
(10/19/2022)
RR
Delaware
(12/6/2022)
RR
District of Columbia
(10/4/2022)
IAR
District of Columbia
(3/31/2025)
RR
Florida
(10/19/2022)
RR
Maryland
(10/4/2022)
IAR
Maryland
(3/31/2025)
RR
Massachusetts
(10/19/2022)
RR
Michigan
(5/19/2023)
RR
New Jersey
(10/19/2022)
RR
New York
(10/19/2022)
RR
Ohio
(7/22/2024)
RR
Pennsylvania
(10/19/2022)
RR
Tennessee
(1/4/2025)
RR
Texas
(10/19/2022)
IAR
Texas
(3/31/2025)
RR
Virginia
(10/4/2022)
RR
Washington
(10/19/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/15/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/13/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/11/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Wealth Planner, Investor CenterCRD#: 104555Bethesda, MD

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Contact information

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