LS
Lin Sang
JUMP EXECUTION
Chicago, IL 60654
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CRD#: 6256079
LS
Professional summary
Lin Sang is a registered financial professional currently at JUMP EXECUTION, LLC located in Chicago, Illinois.
Lin is registered as a RR (Registered Representative) and started their career in finance in 2023. Lin has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lin Sang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2023 - Present
JUMP EXECUTION, LLC
Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654BD
CRD#: 313060
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 57TO
Date: 9/1/2023
Securities Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JE
JUMP EXECUTION, LLC
JUMP EXECUTION, LLC | JUMP LIQUIDITY
CRD#: 313060 / SEC#: , 8-70668
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Mailing Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Phone number
(312) 205-8900
Established
Delaware since 07/02/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Red Flags
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