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Lin Sang

JUMP EXECUTION
CHICAGO, IL
·CRD# 6256079·3 years experience

Professional Summary

Lin Sang is a registered financial advisor currently at JUMP EXECUTION, LLC located in Chicago, Illinois. Lin is registered as a RR (Registered Representative) and started their career in finance in 2023. Lin has worked at 1 firm and has passed the Series 57TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

JUMP EXECUTION, LLC·CRD# 313060
BD
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
November 6, 2023 - Present

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Current Firm

JE
JUMP EXECUTION, LLC

JUMP EXECUTION, LLC | JUMP LIQUIDITY

CRD#: 313060 / SEC#: 8-70668
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Mailing Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Phone Number

(312) 205-8900

Established

Delaware since 07/02/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER—
BUTLER, AIDAN JOSEPHCHIEF COMPLIANCE OFFICER4417413
HICKEY, COLLEEN PCHIEF FINANCIAL OFFICER4505773
STRATICO, JOSEPH CHARLESCHIEF EXECUTIVE OFFICER4820591

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Sep 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2023About the SIE exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MIAX PEARL, LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lin Sang's CRS (Customer Relationship Summary).

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