Christopher P. Sinnott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Peter Sinnott, who also goes by Christopher Peter Sinnott Mr., Christopher Sinnott, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2014. Christopher had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2023 - March 20, 2024
TENEO SECURITIES LLC
August 17, 2022 - January 5, 2023
CREDIT SUISSE SECURITIES (USA) LLC
November 14, 2018 - March 4, 2021
COWEN AND COMPANY
July 25, 2014 - October 25, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 2014 - July 1, 2014
TELSEY ADVISORY GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TENEO SECURITIES LLC
CRD#: 151256 / SEC#: , 8-68354
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TENEO CAPITAL CORPORATION | SOLE MEMBER | |
| BOGUSLASKI, CHARLES ROBERT | CHIEF OFFICER | 4845807 |
| HALLERAN, KRISTIN MARIE | CHIEF COMPLIANCE OFFICER | 4726430 |
| POLKOWITZ, GARY CRAIG | MEMBER OF BOARD OF DIRECTORS | 2866014 |
| ROTHENBERG, SHARI P | FINOP/PFO/POO | 6590875 |
| SULLIVAN, STEVEN MICHAEL | MEMBER OF BOARD OF DIRECTORS | 5162216 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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