Alisha D. Gettys
Professional summary
Alisha Danielle Gettys, who also goes by Alisha D Gettys, is a registered financial professional currently at FIRST CITIZENS CAPITAL SECURITIES, LLC located in New York, New York.
Alisha is registered as a RR (Registered Representative) and started their career in finance in 2013. Alisha has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alisha Danielle Gettys's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2025 - Present
FIRST CITIZENS CAPITAL SECURITIES, LLC
Office #1: 11 West 42nd Street 13th Floor, New York, NY 10036December 13, 2023 - March 3, 2025
FIRST CITIZENS INVESTOR SERVICES, INC.
May 17, 2023 - September 11, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 25, 2021 - September 11, 2023
NUVEEN SECURITIES, LLC
December 5, 2014 - December 1, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 28, 2013 - December 2, 2014
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
(3/5/2025)
Exams
FINRA
Current Firm
FIRST CITIZENS CAPITAL SECURITIES, LLC
CRD#: 41504 / SEC#: , 8-49466
Contact information
FINRA licenses (49 States and Territories)
Documents
Red Flags
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