Susana Vasquezfranco

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CRD#: 6254252

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Susana Vasquezfranco, who also goes by Susana Hackett, Susana Vasquez Franco, was a registered financial professional .

Susana is a previously registered financial professional and started their career in finance in 2017. Susana had worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Susana Hackett | Susana Vasquez Franco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 21, 2024 - August 1, 2025

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

July 11, 2022 - August 1, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

SYRACUSE, NY

Past

May 16, 2022 - August 1, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

PASADENA, CA

Past

May 16, 2022 - August 1, 2025

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

SAN DIEGO, CA

Past

May 16, 2022 - August 1, 2025

SCF SECURITIES, INC.

CRD#: 47275

SAN DIEGO, CA

Past

May 16, 2022 - August 1, 2025

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

May 16, 2022 - August 1, 2025

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

May 16, 2022 - August 1, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

December 10, 2021 - May 9, 2022

BBVA SECURITIES INC.

CRD#: 27060

NEW YORK, NY

Past

December 8, 2017 - June 3, 2019

BNY MELLON CAPITAL MARKETS, LLC

CRD#: 17454

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/8/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/26/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/26/2022

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 12/10/2021

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/2017

General Securities Representative Examination

Current Firm

GROVE POINT INVESTMENTS, LLC

CAPITAL FINANCIAL SECURITIES CORPORATION | HIBBARD-BECK, INC. | H. BECK, INC. | GROVE POINT INVESTMENTS, LLC | ESTATE INVESTMENT COMPANY

CRD#: 1763 / SEC#: 801-undefined, 8-31165

Terminated by SEC on 09/30/2025

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Contact information

Main Address

2440 Research Boulevard Suite 500, Rockville, MD 20850

Mailing Address

Phone number

Established

Delaware since 04/01/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
GROVE POINT FINANCIAL, LLC	MEMBER
BEARD, KEVIN LAWRENCE	PRESIDENT	2789109
HAWLEY, AMANDA CANDELMO	CORPORATE SECRETARY	3214453
TYMKIW, TRISHA	PRINCIPAL FINANCIAL OFFICER	3197368
WORSHAM, SANDRA RENEE	CHIEF COMPLIANCE OFFICER	2444134

Disclosures

Regulatory Event	17
Arbitration	3
Bond	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Susana Vasquezfranco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CADARET, GRANT & CO., INC.

WESTERN INTERNATIONAL SECURITIES, INC.

SORRENTO PACIFIC FINANCIAL, LLC

SCF SECURITIES, INC.

NEXT FINANCIAL GROUP, INC.

CUSO FINANCIAL SERVICES, L.P.

CADARET, GRANT & CO., INC.

BBVA SECURITIES INC.

BNY MELLON CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/8/2022

Series 63

Date: 1/26/2018

Series 7TO

Date: 3/26/2022

Series 99TO

Date: 12/10/2021

SIE

Date: 10/1/2018

Series 7

Date: 12/8/2017

Current Firm

GROVE POINT INVESTMENTS, LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GROVE POINT INVESTMENTS, LLC

TRUST BUT VERIFY

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