Samuel D. Hong

ASIA GLOBAL ASSET MANAGEMENT,

Alameda, CA 94501

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CRD#: 6253946

Professional summary

Samuel Dan Hong is a registered financial advisor currently at ASIA GLOBAL ASSET MANAGEMENT, INC located in Alameda, California.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Samuel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOLE PROPRIETOR IN PART-TIME FIXED INSURANCE SALES (NON-INVESTMENT RELATED); BUSINESS ADDRESS - 1837 16TH AVENUE, SAN FRANCISCO, CA 94122-4539; INDEPENDENT LIFE & HEALTH INSURANCE SALES; STARTED 01/24/2013 (DATE OF CA LIFE & HEALTH LICENSE) WORKED OUTSIDE OF SECURITIES TRADING HOURS. MOLTEN, INC.; NON-INVESTMENT RELATED; CAMBRIDGE, MA; HEAD OF GROWTH STRATEGY; SPENDS 160 HOURS/MONTH; DIGITAL MEDIA COMPANY, PROVIDES INTERNAL BUSINESS OPERATIONS AND LEADS THE COMPANY'S GROWTH STRATEGY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Dan Hong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2017 - Present

ASIA GLOBAL ASSET MANAGEMENT, INC

Office #1: 1024 Santa Clara Avenue, Alameda, CA 94501

RIA

CRD#: 141786

Alameda, CA

Past

September 24, 2013 - July 12, 2016

ASIA GLOBAL ASSET MANAGEMENT, INC

RIA

CRD#: 141786

FREMONT, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2013

Uniform Investment Adviser Law Examination

Current Firm

ASIA GLOBAL ASSET MANAGEMENT, INC

CRD#: 141786 / SEC#:

California

Registered Investment Advisory firm - (10/18/2007 Approved)

New Jersey

Registered Investment Advisory firm - (4/1/2008 Approved)

New York

Registered Investment Advisory firm - (5/16/2008 Approved)

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Contact information

Main Address

1024 Santa Clara Avenue, Alameda, CA 94501

Mailing Address

Phone number

(718) 578-8249

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel D. Hong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Dan Hong's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASIA GLOBAL ASSET MANAGEMENT, INC

ASIA GLOBAL ASSET MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2013

Current Firm

ASIA GLOBAL ASSET MANAGEMENT, INC

Contact information

Documents

Red Flags

Company Information

ASIA GLOBAL ASSET MANAGEMENT, INC

TRUST BUT VERIFY

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