SH
Stephanie L. Hafter-lipford
TRUIST ADVISORY SERVICES
CHAPIN, SC 29036
Some features on this profile are disabled
CRD#: 6253663
SH
Professional summary
Stephanie Lynne Hafter-lipford, who also goes by Stephanie Hafter, Stephanie Lynne Hafter-lipford, Stephanie Lynne Lipford, Stephanie Lipford, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Chapin, South Carolina and TRUIST INVESTMENT SERVICES, INC. located in Chapin, South Carolina.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Stephanie has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephanie Hafter | Stephanie Lynne Hafter-Lipford | Stephanie Lynne Lipford | Stephanie Lipford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DISTRICT FIVE FOUNDATION POSITION: Board Member NATURE: Foundation that raises money through different programs to support our local school district through grants, snack pack programs, and other programs to support the local school district. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2024 ADDRESS: Ballentine SC, United States DESCRIPTION: Assist with fundraising through helping to make the foundation more visible to the public in order to generate more donations. Assist in determining which applications for grants be awarded, but not the actual grant writing. Assist in planning and running different events for the foundation. HAWKFIELD COURT, LLC POSITION: Managing Member NATURE: The LLC was established to hold rental property though not currently holding any. The LLC is maintained in good standing in case I ever wanted to use it in the future to avoid refiling and fees. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/12/2019 ADDRESS: Irmo SC, United States DESCRIPTION: I currently have no duties or responsibilities with this LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Lynne Hafter-lipford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1301 Chapin Rd, Chapin, SC 29036RIA
CRD#: 283390
CHAPIN, SC
Current
May 18, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1301 Chapin Rd, Chapin, SC 29036BD
CRD#: 17499
Chapin, SC
Past
June 9, 2014 - May 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
COLUMBIA, SC
Past
November 1, 2013 - May 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
COLUMBIA, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/26/2024)
RR
Illinois(5/27/2025)
RR
Indiana(10/15/2025)
RR
Kentucky(2/14/2025)
RR
Ohio(2/12/2025)
RR
Pennsylvania(2/11/2025)
RR
South Carolina(5/18/2022)
IAR
South Carolina(5/19/2022)
RR
West Virginia(1/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/12/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Chapin, SC 29036TRUST BUT VERIFY
Monitor Stephanie Hafter-lipford
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
