MW
Matthew D. Waldman
KESTRA ADVISORY SERVICES
Paramus, NJ 07652
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CRD#: 6253291
MW
Professional summary
Matthew D Waldman, who also goes by Matt Waldman, Matthew Daniel Waldman, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Paramus, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Paramus, New Jersey.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Waldman | Matthew Daniel Waldman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES ON NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS Other business conducted under my own name as a Sole Proprietor. I have been conducting this insurance business for the past 10 years and it involves building implementation proposals and writing new insurance contracts for primarily life, disability, long term care and health insurance. I spend between 5-10 hours per month on this business. WEALTH PRESERVATION SOLUTIONS, LLC POSITION: Managing Director of Wealth Planning NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/03/2022 ADDRESS: 45 Eisenhower Dr., Suite 550, Paramus NJ 07652, United States DESCRIPTION: Placing life, long term disability, long term care and health insurance through top insurance carriers.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew D Waldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 45 Eisenhower Dr. Ste 550, Paramus, NJ 07652RIA
CRD#: 283330
Paramus, NJ
Current
January 25, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 45 Eisenhower Drive Suite 550, Paramus, NJ 07652BD
CRD#: 42046
Paramus, NJ
Past
February 29, 2016 - January 19, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
NEW YORK, NY
Past
March 14, 2014 - February 18, 2016
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SADDLE BROOK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/31/2022)
RR
Delaware(6/6/2022)
RR
Florida(1/25/2022)
RR
Georgia(6/18/2024)
RR
Massachusetts(2/24/2022)
RR
New Jersey(1/25/2022)
IAR
New Jersey(1/28/2022)
RR
New York(2/13/2023)
RR
Texas(11/25/2024)
IAR
Texas(3/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/26/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
