DM
Daniel A. Morris
THEPARTNERS WEALTH MANAGEMENT
Thatcher, AZ 85552
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CRD#: 6253121
DM
Professional summary
Daniel Adair Morris is a registered financial advisor currently at THEPARTNERS WEALTH MANAGEMENT located in Thatcher, Arizona.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SELF EMPLOYED INSURANCE AGENT - NON INVESTMENT RELATED - 602 S 8TH AVE, SAFFORD AZ 85546 - SELLING FIXED INSURANCE & ANNUITY PRODUCTS; UNITED WAY OF GRAHAM & GREENLEE COUNTIES - NON-PROFIT - BOARD OF DIRECTORS (START 03/2020), TREASURER (START 01/2021) - MEET ONCE A MONTH TO VOTE ON HOW/WHERE TO ALLOCATE FUNDS, HANDLE FINANCES OF THE ORGANIZATION, REVIEW GRANTS, EXECUTIVE COMMITTEE MEMBER & FINANCE COMMITTEE CHAIR - SAME ADDRESS; D.A. MORRIS INVESTMENTS LLC - NON-INVESTMENT RELATED - 1398 CRIMSON CANYON DR, SAFFORD AZ 85546 - OWNER - STRICTLY FOR TAX PURPOSES - 4 HOURS PER MONTH, NONE DURING TRADING HOURS; SORENSEN FINANCIAL - ADMIN ASSISTANT - SAME ADDRESS - INVESTMENT RELATED - 40 HOURS/MONTH, NONE DURING TRADING HOURS - ASSISTING NATHAN SORENSEN IN COMPLETING CLIENT INVESTMENT DOCUMENTS/FORMS. ALSO ASSISTING IN REVIEW OF CURRENT CLIENT ACCOUNTS, ENSURING CASH DOES NOT BUILD, ETC; GUIDEPOINT CONSULTANTS - INVESTMENT RELATED - 40145 N PASSARO LN., SAN TAN VALLEY, AZ 85140 - CONSULTING SERVICES - CONSULTANT - 8/8/2022 - 12 HRS/MO - 0 HRS/MO - PROVIDE CONSULTING SERVICES ON AN AD-HOC BASIS FOR BUSINESS. WILL NOT BE PROVIDING INVESTMENT ADVISE, BUT ADVICE ON BUSINESS OPERATIONS, ECONOMICS, AND MANAGEMENT RELATED ADVICE SERVICES; INFINITY ACCOUNTING - NON INVESTMENT RELATED - 6859 E REMBRANDT AVE., STE. 124, MESA, AZ 85212 - ACCOUNTING FIRM - EMPLOYEE - 09/12/2022 - 80 HRS/MO - 0 HRS/MO - CONDUCT BOOKKEEPING, PAYROLL, AND ACCOUNTING RELATED TASKS; IMPACT FUNERAL PARTNERS - NON INVESTMENT RELATED - 112 E. MAIN ST., SAFFORD, AZ 85546 - CORPORATION - EMPLOYEE - 07/10/2023 - 80 HRS/MO - 0 HRS/MO - CPA, BOOKKEEPING, TAX PREP, AND ACCOUNTING RELATED TASKS
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Adair Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2024 - Present
THEPARTNERS WEALTH MANAGEMENT
Office #1: 326 S. Reay Ln. Suite 100, Thatcher, AZ 85552RIA
CRD#: 314816
Thatcher, AZ
Past
July 8, 2020 - December 31, 2020
SCF SECURITIES, INC.
BD
CRD#: 47275
SAFFORD, AZ
Past
February 18, 2020 - October 17, 2024
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
Safford, AZ
Past
March 16, 2016 - August 28, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAFFORD, AZ
Past
March 4, 2015 - October 1, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHANDLER, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921
Mailing Address
26 Miramonte Rd, Carmel Valley, CA 93924
Phone number
(800) 324-3010
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,304 |
| AUM (Assets Under Management) | $ 454,537,144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THEPARTNERS WEALTH MANAGEMENT
CRD#: 314816Thatcher, AZ 85552TRUST BUT VERIFY
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