AB
Alison L. Bach
KESTRA ADVISORY SERVICES
Camp Hill, PA
Some features on this profile are disabled
CRD#: 6252424
AB
Professional summary
Alison Leigh Bach, CFP®, who also goes by Ali Bach, Alison Bach, Ali Cantley, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Camp Hill, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Lemoyne, Pennsylvania.
Alison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Alison has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ali Bach | Alison Bach | Ali Cantley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSINESS NAME: KESTRA ADVISORY SERVICES, LLC POSI: CFP(R), Financial Advisor NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 06/18/2021 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: Investment recommendations, reviewing investments with clients, retirement/cash flow projections, etc. Business Name: QUESTMONT STRATEGIC WEALTH ADVISORS POSI: CFP(R), Financial Advisor NOB: Insurance INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 06/18/2021 ADDRESS: 1027 Mumma Road, Lemoyne PA 17043 DESC: Investment recommendations, financial planning, retirement/cash flow projections, review meetings with clients, etc. Business Name: WOODLANDS FOR WILDLIFE POSI: Treasurer NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 712 South Broad Street, Mechanicsburg PA 17055 DESC: Ihave been asked to be Treasurer. The nonprofit is not formed yet, but for compliance purposes you can assume that it will be a normal Treasurer position. It will be a very small nonprofit with the niche mission to reclaim/restore heavily mined land in Central PA. Business Name: BODEN WEALTH POSITION: CFP(R), Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 11/01/2024 ADDRESS: 1027 Mumma Road, Lemoyne PA 17043 DESCRIPTION: Investment recommendations, financial planning, retirement/cash flow projections, review meetings with clients, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Alison Leigh Bach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
June 18, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Camp Hill, PA
Current
June 18, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1027 Mumma Road, Lemoyne, PA 17043BD
CRD#: 42046
Lemoyne, PA
Past
January 7, 2014 - June 24, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
CAMP HILL, PA
Past
November 27, 2013 - June 24, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
CAMP HILL, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/18/2021)
RR
California(6/18/2021)
RR
Colorado(6/18/2021)
RR
Delaware(6/18/2021)
RR
District of Columbia(8/1/2024)
RR
Florida(6/21/2021)
RR
Illinois(4/7/2022)
RR
Kansas(6/23/2021)
RR
Maryland(6/18/2021)
RR
Massachusetts(6/18/2021)
RR
Michigan(6/18/2021)
RR
Missouri(6/21/2021)
RR
Montana(4/8/2022)
RR
New Jersey(10/1/2021)
RR
New York(6/21/2021)
RR
North Carolina(1/11/2022)
RR
Ohio(1/8/2024)
RR
Pennsylvania(6/18/2021)
IAR
Pennsylvania(6/18/2021)
RR
South Carolina(7/16/2025)
RR
South Dakota(8/28/2025)
RR
Texas(6/18/2021)
IAR
Texas(6/21/2021)
RR
Virginia(9/30/2021)
RR
Washington(6/18/2021)
RR
West Virginia(6/18/2021)
RR
Wisconsin(10/1/2021)
RR
Wyoming(10/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
