Christopher Browne

UNITED CAPITAL FINANCIAL ADVISORS

LANGHORNE, PA 19047

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CRD#: 6251644

Professional summary

Christopher Browne, CFP®, who also goes by Chris Browne, Christopher C Browne, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Langhorne, Pennsylvania.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Browne | Christopher C Browne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Part-Time employee at New Life Church of Philadelphia, a Presbyterian church. Organization's primary address is in Philadelphia, PA. Organization is not primarily engaged in investment-related activity. Start date was January 11, 2019. Twenty hours per month. Duties include being a worship leader for the church.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Browne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

November 5, 2021 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #1: 1707 Langhorne Newton Road Ste. 130, Langhorne, PA 19047

RIA

CRD#: 134600

LANGHORNE, PA

Past

November 10, 2022 - November 16, 2023

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Past

August 12, 2022 - November 16, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

Langhorne, PA

Past

November 23, 2016 - October 18, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHILADELPHIA, PA

Past

November 23, 2016 - October 18, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHILADELPHIA, PA

Past

July 14, 2016 - November 29, 2016

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

ROXBOROUGH, PA

Past

April 6, 2015 - November 29, 2016

CITIZENS SECURITIES, INC.

CRD#: 39550

ROXBOROUGH, PA

Past

June 26, 2014 - December 26, 2014

LINCOLN INVESTMENT

CRD#: 519

WYNCOTE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/4/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/24/2020

General Securities Sales Supervisor - Options Module Examination

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher Browne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Browne's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER ALLIED COMPANY, L.P.

GOLDMAN SACHS & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

LINCOLN INVESTMENT

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2016

Series 63

Date: 8/5/2015

Series 7TO

Date: 11/4/2025

SIE

Date: 10/1/2018

Series 7

Date: 6/26/2014

Series 9

Date: 1/24/2020

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

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