Harry Schwarz

BROWN EDWARDS WEALTH STRATEGIES

ROANOKE, VA 24018

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CRD#: 6251397

Professional summary

Harry Schwarz is a registered financial advisor currently at BROWN EDWARDS WEALTH STRATEGIES located in Roanoke, Virginia.

Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Harry has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Schwarz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2017 - Present

BROWN EDWARDS WEALTH STRATEGIES

Office #1: 3906 Electric Road, Roanoke, VA 24018

RIA

CRD#: 173559

ROANOKE, VA

Past

January 3, 2017 - February 13, 2017

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

RIA

CRD#: 109279

Roanoke, VA

Past

September 25, 2013 - December 31, 2016

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

RIA

CRD#: 109279

ROANOKE, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROWN EDWARDS WEALTH STRATEGIES

ALLIANCE WEALTH STRATEGIES, LLC | BROWN EDWARDS WEALTH STRATEGIES

CRD#: 173559 / SEC#: 801-117391

RIA

Registered Investment Advisory firm - (9/23/2019 Approved)

Tennessee

Registered Investment Advisory firm - (10/11/2019 Terminated)

Virginia

Registered Investment Advisory firm - (10/11/2019 Terminated)

West Virginia

Registered Investment Advisory firm - (10/11/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(2/16/2017)

IAR

West Virginia
(2/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2013

Uniform Investment Adviser Law Examination

Current Firm

BROWN EDWARDS WEALTH STRATEGIES

ALLIANCE WEALTH STRATEGIES, LLC | BROWN EDWARDS WEALTH STRATEGIES

CRD#: 173559 / SEC#: 801-117391

RIA

Registered Investment Advisory firm - (9/23/2019 Approved)

Tennessee

Registered Investment Advisory firm - (10/11/2019 Terminated)

Virginia

Registered Investment Advisory firm - (10/11/2019 Terminated)

West Virginia

Registered Investment Advisory firm - (10/11/2019 Terminated)

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Contact information

Main Address

828 Main Street Suite 1401, Lynchburg, VA 24504

Mailing Address

Phone number

(434) 948-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROWN EDWARDS WEALTH STRATEGIES FORM ADV PART 2A (1/16/2026)

Regulatory assets under management

Total Number of Accounts	555
AUM (Assets Under Management)	$ 330,683,413

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/22/2026	Cover Page	Report
08/02/2024	Cover Page	Report
12/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harry Schwarz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Schwarz's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROWN EDWARDS WEALTH STRATEGIES

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

Primary Firm SEC Registration

BROWN EDWARDS WEALTH STRATEGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2013

Current Firm

BROWN EDWARDS WEALTH STRATEGIES

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BROWN EDWARDS WEALTH STRATEGIES

TRUST BUT VERIFY

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