Phyllis N. Chin

CHINA RENAISSANCE SECURITIES (US)

NEW YORK, NY 10017

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CRD#: 6250921

Professional summary

Phyllis Nyuk Fah Chin, who also goes by Phyllis Nyuk Fah Chan, is a registered financial professional currently at CHINA RENAISSANCE SECURITIES (US) INC. located in New York, New York and GLOBAL FRONTERA MARKETS INC. located in New York, New York.

Phyllis is registered as a RR (Registered Representative) and started their career in finance in 2013. Phyllis has worked at 21 firms and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Phyllis Nyuk Fah Chan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Phyllis Nyuk Fah Chin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2015 - Present

CHINA RENAISSANCE SECURITIES (US) INC.

Office #1: 295 Madison Avenue 18th Floor, New York, NY 10017

CRD#: 166318

NEW YORK, NY

Current

April 2, 2015 - Present

GLOBAL FRONTERA MARKETS INC.

Office #1: 575 Fifth Avenue 14th Floor, New York, NY 10017

CRD#: 144634

New York, NY

Current

October 19, 2015 - Present

CITCO SECURITIES INC.

Office #1: 20 Toronto Street 10th Floor, Toronto, Ontario, M5C 2B8

CRD#: 153974

Toronto, Ontario,

Current

May 3, 2018 - Present

CURRENT CAPITAL SECURITIES LLC

Office #1: 950 Third Ave - 26th Floor, New York, NY 10022

CRD#: 288891

New York, NY

Current

July 16, 2021 - Present

EAST WEST MARKETS, LLC

Office #1: 535 Madison Avenue 8th Floor, New York, NY 10022

CRD#: 146871

New York, NY

Current

February 1, 2022 - Present

FOCUSPOINT PRIVATE CAPITAL GROUP

Office #1: 712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019

CRD#: 122341

New York, NY

Current

April 21, 2022 - Present

TRANSPACIFIC GROUP LLC

Office #1: 150 Se 2nd Avenue Suite 1401, Miami, FL 33131

CRD#: 143869

Miami, FL

Current

April 16, 2024 - Present

ZOE SECURITIES LLC

Office #1: 666 Third Ave 6th Floor, New York, NY 10017

CRD#: 326979

New York, NY

Current

April 2, 2025 - Present

LARRAINVIAL SECURITIES US LLC

Office #1: El Bosque Norte 0177, Las Condes, Santiago 7550177

CRD#: 152424

Las Condes, Santiago,

Current

April 25, 2025 - Present

RMB SECURITIES (USA) INC.

Office #1: 75 Rockefeller Plaza Suite 23a, New York, NY 10019

CRD#: 314958

New York, NY

Past

October 12, 2022 - August 10, 2023

CODE ADVISORS LLC

CRD#: 153192

SAN FRANCISCO, CA

Past

March 8, 2022 - April 28, 2023

MAYBANK SECURITIES USA INC.

CRD#: 27861

New York, NY

Past

July 1, 2020 - July 1, 2022

ABSA SECURITIES U.S. INC.

CRD#: 299729

NEW YORK, NY

Past

October 23, 2018 - August 6, 2025

RAINE SECURITIES LLC

CRD#: 137873

NEW YORK, NY

Past

February 11, 2016 - August 26, 2025

TRITOWER REAL ESTATE CAPITAL, LLC

CRD#: 281740

BOSTON, MA

Past

April 6, 2015 - September 7, 2018

STERN CAPITAL LLC

CRD#: 131226

NEW YORK, NY

Past

October 15, 2014 - October 6, 2016

MOLECULAR SECURITIES INC.

CRD#: 107165

NEW YORK, NY

Past

October 3, 2014 - February 23, 2015

MTS MARKETS INTERNATIONAL, INC.

CRD#: 164814

NEW YORK, NY

Past

October 3, 2014 - September 25, 2023

BONDS.COM LLC

CRD#: 43875

NEW YORK, NY

Past

March 19, 2014 - May 1, 2019

SKYWORKS SECURITIES, LLC

CRD#: 128985

GREENWICH, CT

Past

November 15, 2013 - April 4, 2014

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/12/2017)

Exams

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 27

Date: 11/15/2013

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

RMB SECURITIES (USA) INC.

CRD#: 314958 / SEC#: , 8-70765

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

75 Rockefeller Plaza Suite 23a, New York, NY 10019

Mailing Address

75 Rockefeller Plaza Suite 23a, New York, NY 10019

Phone number

(917) 947-3111

Established

Delaware since 04/26/2021

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIRSTRAND SECURITIES LIMITED	OWNER
CHIN, PHYLLIS NYUK FAH	FINOP, PFO, POO	6250921
GREGORY, JAMES ALEXANDER	CHIEF EXECUTIVE OFFICER	7116490
MEMBRENO, OSCAR ARMANDO JR	CHIEF RISK OFFICER / SECRETARY / PRINCIPAL	2261489
TURNER, EDEN KIERNAN	CCO	6348203

Red Flags

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Firm Stability Insights

Phyllis N. Chin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Phyllis Nyuk Fah Chin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FRONTERA MARKETS INC.

CITCO SECURITIES INC.

CURRENT CAPITAL SECURITIES LLC

EAST WEST MARKETS, LLC

FOCUSPOINT PRIVATE CAPITAL GROUP

TRANSPACIFIC GROUP LLC

ZOE SECURITIES LLC

LARRAINVIAL SECURITIES US LLC

RMB SECURITIES (USA) INC.

CODE ADVISORS LLC

MAYBANK SECURITIES USA INC.

ABSA SECURITIES U.S. INC.

RAINE SECURITIES LLC

TRITOWER REAL ESTATE CAPITAL, LLC

STERN CAPITAL LLC

MOLECULAR SECURITIES INC.

MTS MARKETS INTERNATIONAL, INC.

BONDS.COM LLC

SKYWORKS SECURITIES, LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

State Registrations and Notice Filings

Exams

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 27

Date: 11/15/2013

FINRA

Current Firm

RMB SECURITIES (USA) INC.

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

RMB SECURITIES (USA) INC.

TRUST BUT VERIFY

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