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CRD#: 144634
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GLOBAL FRONTERA MARKETS INC. is located at 575 Lexington Avenue 14th Floor, New York, NY 10022 and was first established at New York, Delaware in 01/19/2007. After operating for 19 years, GLOBAL FRONTERA MARKETS INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GLOBAL FRONTERA MARKETS INC.’s clients are individuals and 0% of their clients are high net worth individuals. GLOBAL FRONTERA MARKETS INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GLOBAL FRONTERA MARKETS INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GLOBAL FRONTERA MARKETS INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GLOBAL FRONTERA MARKETS INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for GLOBAL FRONTERA MARKETS INC. Comes From

Understanding the Statistics for GLOBAL FRONTERA MARKETS INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
575 Lexington Avenue 14th Floor, New York, NY 10022
Mailing Address
575 Lexington Avenue 14th Floor, New York, NY 10022
Firm Size
Small
Phone Number
(212) 551-3480
Established
Delaware since 01/19/2007
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FRONTERA CAPITAL GROUP LIMITEDDIRECT OWNER
CHAN, STANLEY NMNCHIEF COMPLIANCE OFFICER4184811
CHIN, PHYLLIS NYUK FAHFINOP6250921

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Advisor's working at GLOBAL FRONTERA MARKETS INC.

PC

Phyllis Nyuk Fah Chin

Phyllis Nyuk Fah Chan
RR
CRD#: 6250921
Location:
New York, NY 10017
Company:
GLOBAL FRONTERA MARKETS INC.
Disclosures:
Experience:
12 years
View Profile
SC

Stanley Nmn Chan

Stanley Nmn Chan
RR
CRD#: 4184811
Location:
Roslyn, NY
Company:
KOPENTECH CAPITAL MARKETS LLC
Disclosures:
Experience:
25 years
View Profile
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