Jeffrey W. Weston
Professional summary
Jeffrey Walker Weston, who also goes by Jeffrey W Weston, is a registered financial advisor currently at TORTUGA WEALTH MANAGEMENT located in Torrance, California and LPL FINANCIAL LLC located in Torrance, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jeffrey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Walker Weston's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2017 - Present
TORTUGA WEALTH MANAGEMENT
Office #1: 1957 Carson Street Suite 100, Torrance, CA 90501January 19, 2017 - Present
LPL FINANCIAL LLC
Office #1: 1957 W Carson St Ste 100, Torrance, CA 90501-3285August 18, 2025 - July 13, 2026
LPL FINANCIAL LLC
November 21, 2013 - January 30, 2017
MORGAN STANLEY
October 23, 2013 - January 30, 2017
MORGAN STANLEY
Primary Firm SEC Registration
TORTUGA WEALTH MANAGEMENT
CRD#: 153737 / SEC#: 801-124715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2019)
(1/19/2017)
(1/20/2017)
(5/12/2021)
(10/23/2019)
(3/27/2017)
(1/19/2017)
(1/19/2017)
(7/6/2021)
(1/19/2017)
(1/19/2017)
(10/26/2022)
(1/19/2017)
(3/13/2017)
(1/19/2017)
Exams
FINRA
Current Firm
TORTUGA WEALTH MANAGEMENT
CRD#: 153737 / SEC#: 801-124715
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 604 |
| AUM (Assets Under Management) | $ 222,882,492 |
Red Flags
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