Mayank S. Sirsalewala

FLOW TRADERS U.S. LLC

New York, NY 10036

Some features on this profile are disabled

CRD#: 6250679

Professional summary

Mayank Sitaram Sirsalewala is a registered financial professional currently at FLOW TRADERS U.S. LLC located in New York, New York and FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC located in New York, New York.

Mayank is registered as a RR (Registered Representative) and started their career in finance in 2014. Mayank has worked at 2 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mayank Sitaram Sirsalewala's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2022 - Present

FLOW TRADERS U.S. LLC

Office #1: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036Office #2: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036

CRD#: 150780

New York, NY

Current

June 20, 2024 - Present

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

Office #1: 1114 Avenue Of The Americas 4th Fl, New York, NY, 10036Office #2: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036

CRD#: 282266

New York, NY

Past

May 16, 2014 - March 25, 2019

FLOW TRADERS U.S. LLC

CRD#: 150780

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/2/2024)

Connecticut
(7/2/2024)

Florida
(6/20/2024)

Illinois
(7/2/2024)

Louisiana
(6/20/2024)

Massachusetts
(7/2/2024)

New Jersey
(7/2/2024)

New York
(7/2/2024)

North Carolina
(7/2/2024)

Ohio
(7/3/2024)

Pennsylvania
(7/2/2024)

Texas
(7/2/2024)

Virginia
(7/2/2024)

Exams

State Security Law Exam

Series 63

Date: 7/2/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 8/15/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 12/13/2022

Securities Trader Exam

General Industry/Product Exam

Series 7TO

Date: 11/15/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/4/2014

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/15/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/28/2025

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

CRD#: 282266 / SEC#: , 8-69711

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1114 Avenue Of The Americas 4th Floor, New York, NY 10036

Mailing Address

1114 Avenue Of The Americas 4th Floor, New York, NY 10036

Phone number

(917) 210-5000

Established

Delaware since 11/12/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FLOW TRADERS U.S. HOLDING LLC	MEMBER
DIMITRI, AARON MICHAEL	OPERATING COMMITTEE MEMBER	6806548
JOSE, KYLE W	CHIEF COMPLIANCE OFFICER	6078303
LEARY, TIMOTHY PATRICK	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER	6567942
STUSH, WILLIAM D	OPERATING COMMITTEE MEMBER	2903013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mayank S. Sirsalewala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mayank Sitaram Sirsalewala's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

FLOW TRADERS U.S. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/2024

Series 52TO

Date: 8/15/2025

Series 57TO

Date: 12/13/2022

Series 7TO

Date: 11/15/2022

SIE

Date: 10/1/2018

Series 55

Date: 7/4/2014

Series 7

Date: 5/15/2014

Series 24

Date: 2/28/2025

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

Contact information

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

TRUST BUT VERIFY

Similar Advisors