Mary T. Early
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Miami, FL 33126
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CRD#: 6249590
Professional summary
Mary Tiffany Early, who also goes by Mary Tiffany Roberts Ms, Mary Tiffany Roberts, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Miami, Florida.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Mary has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Tiffany Roberts Ms | Mary Tiffany Roberts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. TAN | Investment related | Doral, FLorida | Insurance Agent | as of 05/2015 AFSCME / 1117-Present/ Investment Related: No/ 700 Poinciana Dr. Miami, FL 33136/ New membership rec / I will be recruiting union members to join their labor union. My objective is to help Miami Dade County Afscme local 199 grow their labor union membership to ensure that the union organization will not be decertified. The only connection for sales Will be if I come across a client in need of my services/ Hrs Work Monthly: 24/ Sec Trading Hrs: 9/ Twice a week I'll go to Miami Dade County sides in order to meet employees that have not become members as of yet. NOTARY PUBLIC; 08/31/2015; NOT RELATED; NOTARY; 16340 NW 37 AVE; MIAMI, FL 33054; .25 HRS/MO. 1 TRADING, NOTARY. CONSULTANT FOR EMPLOYEE BENEFITS/NO/16340 NW 37 AVE, MIAMI, FL 33054/CONSULT EMPLOYEES ON CURRENT BENEFITS/OWNER/06.09.2017/10/1/CONSULTING Colonial Life and Accidents/no/ PO Box 1365 Columbia, SC 29202 / Broker 04/01/2022 15/1 Voluntary Benefits / portfolio expansion / approved with restrictions AFLAC POSITION: agent NATURE: employee benefits INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 12/23/2022 ADDRESS: 1932 waynnton rd, Columbus ga FL 31999, United States DESCRIPTION: selling employee benefits
CRS (Client Relationship Summary) - RIA
Click below to view Mary Tiffany Early's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary Tiffany Early's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2022 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 6505 Waterford District Drive Suite 450, Miami, FL 33126RIA
BD
CRD#: 16164
Miami, FL
Current
June 30, 2015 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 6505 Waterford District Drive Suite 450, Miami, FL 33126RIA
BD
CRD#: 16164
Miami, FL
Past
October 2, 2014 - May 15, 2015
OSAIC SERVICES, INC.
BD
CRD#: 133763
HOLLYWOOD, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/30/2015)
IAR
Florida(5/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/15/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Miami, FL 33126TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
xxxxxxx
