Caroline J. Luster

MARIVA CAPITAL MARKETS

MIAMI, FL 33131

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CRD#: 6249048

Professional summary

Caroline Jennifer Luster, who also goes by Caroline J Harrill, Carrie J Harrill, Caroline Jennifer Luster, Caroline Luster, Carrie J Luster, Caroline Powell Luster, Caroline J Powell, Carrie J Powell, is a registered financial professional currently at MARIVA CAPITAL MARKETS, LLC located in Miami, Florida and JP PORTSMOUTH CAPITAL LLC located in New York, New York.

Caroline is registered as a RR (Registered Representative) and started their career in finance in 2014. Caroline has worked at 6 firms and has passed the Series 99TO, SIE, Series 11 and Series 27 exams.

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Caroline Jennifer Luster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2024 - Present

MARIVA CAPITAL MARKETS, LLC

Office #1: 150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131

CRD#: 156171

MIAMI, FL

Current

December 19, 2024 - Present

JP PORTSMOUTH CAPITAL LLC

Office #1: 1 World Trade Center, Suite 86a, New York, NY 10007-0089

CRD#: 331351

NEW YORK, NY

Current

December 4, 2025 - Present

THOMPSON RESEARCH GROUP, LLC

Office #1: 3322 West End Avenue Suite 360, Nashville, TN 37203

CRD#: 337495

Nashville, TN

Current

May 13, 2026 - Present

AEI SECURITIES, INC.

Office #1: 1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101-4901

CRD#: 6158

ST. PAUL, MN

Current

July 15, 2026 - Present

MFR SECURITIES, INC.

Office #1: 2150 Goodlette Frank Road North, Naples, FL 34102

CRD#: 36308

Naples, FL

Past

January 14, 2014 - December 21, 2017

TRUSTFIRST

CRD#: 39057

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/16/2024)

Exams

General Industry/Product Exam

Series 99TO

Date: 12/4/2025

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 12/4/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 11

Date: 1/14/2014

Assistant Representative-Order Processing Qualification Exam

Principal/Supervisory Exam

Series 27

Date: 12/29/2023

Financial and Operations Principal Examination

SRO Registrations

FINRA

SRO Registrations

FINRA

Current Firm

MFR SECURITIES, INC.

MARIA FIORINI RAMIREZ SECURITIES, INC. | MFR SECURITIES, INC.

CRD#: 36308 / SEC#: , 8-47186

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

2150 Goodlette Frank Road North, Suite 650, Naples, FL 34102

Mailing Address

P.o. Box 8568, Naples, FL 34102

Phone number

(212) 416-5000

Established

Florida since 04/21/2025

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (13 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MARIA FIORINI RAMIREZ, INC.	SOLE SHAREHOLDER
MILLER, ANDREW DAVID	FINOP	5106774
RAMIREZ, GEORGE MANUEL	PRESIDENT & CEO/ CHIEF COMPLIANCE OFFICER/ CFO/DIRECTOR	2618023
RAMIREZ, MARIA FIORINI	CHAIRWOMAN	1277347
RAMIREZ, MARIA FIORINI	DIRECTOR	1277347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Caroline J. Luster

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Caroline Jennifer Luster's CRS (Customer Relationship Summary).

Certified licenses

Experience

JP PORTSMOUTH CAPITAL LLC

THOMPSON RESEARCH GROUP, LLC

AEI SECURITIES, INC.

MFR SECURITIES, INC.

TRUSTFIRST

State Registrations and Notice Filings

Exams

Series 99TO

Date: 12/4/2025

SIE

Date: 12/4/2025

Series 11

Date: 1/14/2014

Series 27

Date: 12/29/2023

FINRA

FINRA

Current Firm

MFR SECURITIES, INC.

Contact information

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MFR SECURITIES, INC.

TRUST BUT VERIFY

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