Steven L. Bruce-miller

PARAMUS, NJ

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CRD#: 6249007

Professional summary

Steven Lloyd Bruce-miller, who also goes by Steven Bruce-miller, was a registered financial advisor .

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Steven had worked at 2 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Bruce-Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Jamaica Island Honey Limited (non-investment related). Address: Suite #1, 3A East Avenue, Kingston 13, Ja. The entity is involved in agro-processing. My relationship with the business began in March 2010. I am a 100% shareholder. My duties include setting budgets, reviewing financials, and managing inventory. These activities are typically handled outside of trading hours and take approximately 1.75 hours per week. 2) Rental Property. Address: 7 South Ambassador Heights, Kingston 8, Ja. I began renting this property in 2013. I oversee maintenance and keep it tenanted. These activities are typically handled outside of trading hours and take approximately 1 hour per month.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2025 - Present

PARAMUS, NJ

Past

November 25, 2013 - January 4, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Purchase, NY

Past

October 25, 2013 - January 4, 2024

MORGAN STANLEY

CRD#: 149777

Purchase, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/11/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/24/2013

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven L. Bruce-miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2013

SIE

Date: 10/1/2018

Series 3

Date: 5/11/2015

Series 7

Date: 10/24/2013

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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