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JC

James H. Canner

DRAKE STAR SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 6248397
JC

Professional summary

James Hart Canner, who also goes by James Hart Canner, James Canner, is a registered financial professional currently at DRAKE STAR SECURITIES LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 2014. James has worked at 6 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James Hart Canner | James Canner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Hart Canner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2025 - Present

DRAKE STAR SECURITIES LLC

Office #1: 950 Third Avenue 20th Floor, New York, NY 10022
BD
CRD#: 131338
New York, NY
Past

April 11, 2024 - November 19, 2024

TD SECURITIES (USA) LLC

BD
CRD#: 18476
New York, NY
Past

March 6, 2024 - April 11, 2024

TD SECURITIES (USA) LLC

BD
CRD#: 18476
New York, NY
Past

July 16, 2018 - April 11, 2024

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

April 11, 2016 - June 4, 2018

CODE ADVISORS LLC

BD
CRD#: 153192
New York, NY
Past

June 12, 2014 - April 8, 2016

KEEFE, BRUYETTE & WOODS, INC.

BD
CRD#: 481
NEW YORK, NY
Past

January 1, 2014 - June 5, 2014

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/12/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/31/2013
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DRAKE STAR SECURITIES LLC
DRAKE STAR SECURITIES LLC | RCG, LLC

CRD#: 131338 / SEC#: , 8-66448

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
950 Third Avenue 20th Floor, New York, NY 10022
Mailing Address
950 Third Avenue 20th Floor, New York, NY 10022
Phone number
(212) 508-7110
Established
New York since 01/15/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DRAKE STAR HOLDINGS LLCSOLE MEMBER
BEDROSIAN, GREGORY RONALDCEO2279671
JOHNSON, MATTHEW HORTONMANAGING PARTNER2179618
JOHNSON, NATHAN RAYMONDMANAGING PARTNER4192478
RYAN, KIMBERLY ANNCHIEF COMPLIANCE OFFICER AND FINOP4316310
TURINO, JAMES GERARDPARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DRAKE STAR SECURITIES LLC

CRD#: 131338New York, NY 10022

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