Luis A. Toribio
Professional summary
Luis A Toribio is a registered financial professional currently at GUZMAN & COMPANY located in Coral Gables, Florida.
Luis is registered as a RR (Registered Representative) and started their career in finance in 2013. Luis has worked at 1 firm and has passed the SIE, Series 7, Series 99, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luis A Toribio's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2013 - Present
GUZMAN & COMPANY
Office #1: 101 Aragon Avenue, Coral Gables, FL 33134-5426Office #2: 101 Aragon Avenue, Coral Gables, FL 33134State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2013)
Exams
FINRA
Investors' Exchange LLC
Current Firm
GUZMAN & COMPANY
CRD#: 21013 / SEC#: , 8-38646
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
GUZMAN & COMPANY
CRD#: 21013Coral Gables, FL 33134-5426TRUST BUT VERIFY
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