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Peter Michael Bazylewicz

GUZMAN & COMPANY
CORAL GABLES, FL
·CRD# 2142678·33 years experience

Professional Summary

Peter Michael Bazylewicz is a registered financial advisor currently at GUZMAN & COMPANY located in Coral Gables, Florida. Peter is registered as a RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

GUZMAN & COMPANY·CRD# 21013
BD
1. 101 Aragon Avenue, Coral Gables, FL 33134-54262. 101 Aragon Avenue, Coral Gables, FL 331343. 19419 Se Hidden Bridge Court, Jupiter, FL 33458
July 24, 2014 - Present
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
Boca Raton, FL
October 14, 2013 - July 2, 2014
VIRTU ITG LLC·CRD# 29299
BD
New York, NY
April 16, 2003 - January 31, 2012
UBS CAPITAL MARKETS L.P.·CRD# 2692
BD
Stamford, CT
June 27, 2001 - April 10, 2003
EPOCH SECURITIES, INC.·CRD# 103899
BD
Southborough, MA
September 21, 2000 - June 18, 2001
VIRTU ITG LLC·CRD# 29299
BD
New York, NY
December 2, 1997 - September 7, 2000
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
May 26, 1993 - January 25, 1996

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Current Firm

G&
GUZMAN & COMPANY

GUZMAN & COMPANY

CRD#: 21013 / SEC#: 8-38646
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

101 Aragon Avenue, Coral Gables, FL 33134-5426

Mailing Address

101 Aragon Avenue, Coral Gables, FL 33134-5426

Phone Number

(305) 374-3600

Established

Florida since 01/28/1987

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (25 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
GUZMAN, LEOPOLDO EUGENIOPRESIDENT AND OWNER, CFO, POO, PFO1609679
BAZYLEWICZ, PETER MICHAELCHIEF OPERATING OFFICER2142678
GUZMAN, SUSAN COVERTCORPORATE SECRETARY AND DIRECTOR1750039
TORIBIO, LUIS ACHIEF COMPLIANCE OFFICER6248172

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/24/2014)
RR
Maryland
(7/24/2014)
RR
New York
(7/24/2014)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Feb 2006About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 1999

Series 7 — General Securities Representative Examination

Passed May 1993About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2007About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peter Michael Bazylewicz's CRS (Customer Relationship Summary).

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