William A. Warner
Professional summary
William Andrew Warner, AIF®, who also goes by William Andrew Warner, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2014. William has worked at 4 firms and has passed the Series 66, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Andrew Warner's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2022 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010June 11, 2021 - May 20, 2022
LAZARD ASSET MANAGEMENT LLC
August 22, 2019 - May 20, 2022
LAZARD ASSET MANAGEMENT SECURITIES LLC
November 19, 2018 - July 26, 2019
RAYMOND JAMES & ASSOCIATES, INC.
June 2, 2014 - July 26, 2019
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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