Stephen M. Loderick

ARSENAL 401K ADVISORS

Port Royal, SC

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CRD#: 6247877

Professional summary

Stephen Michael Loderick, who also goes by Stephen M Loderick, Stephen M. Loderick, is a registered financial advisor currently at ARSENAL 401K ADVISORS located in Port Royal, South Carolina and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Stephen has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen M Loderick | Stephen M. Loderick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) ARSENAL WEALTH ADVISORS - 3/1/2017 - 38 Broughton Circle, Bluffton, SC 29909 - Founder, Ceo, Cco, financial planning, IAR bsn, Invt Rel, 5 hrs/mo; 5 hrs/mo (during trading hours). 2.) ARSENAL 401K ADVISORS - 9/1/2014 - 38 Broughton Circle, Bluffton, SC 29909 - Founder, Ceo, Cco, all facets of business, group retirement plan advisory services, Invt Rel, 120 hrs/mo; 120 hrs/mo (during trading hours). 3.) FINANCIAL BALANCE GROUP (BENEFITS DESIGN GP) - 8/1/2015 - 1901 Research Blvd, Suite 401, Rockville, Md 20850 - Ind Contractor Ins Rep, offer disability income ins benefits, disability income insurance provider, Not Invt Rel, 4 hrs/mo; 4 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Loderick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2014 - Present

ARSENAL 401K ADVISORS

RIA

CRD#: 173055

Port Royal, SC

Current

November 11, 2014 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

Summit, NJ

Past

July 8, 2014 - August 27, 2014

CAPITOL SECURITIES MANAGEMENT, INC.

RIA

CRD#: 14169

RICHMOND, VA

Past

May 14, 2014 - August 27, 2014

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(12/8/2014)

North Carolina
(11/12/2014)

South Carolina
(1/4/2016)

IAR

South Carolina
(4/3/2018)

IAR

Virginia
(10/21/2014)

Virginia
(11/11/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/7/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ARSENAL 401K ADVISORS

ARSENAL 401K ADVISORS | ARSENAL WEALTH ADVISORS | ARSENAL FINANCIAL GROUP LLC

CRD#: 173055 / SEC#:

South Carolina

Registered Investment Advisory firm - (3/31/2018 Approved)

Virginia

Registered Investment Advisory firm - (10/21/2014 Approved)

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Contact information

Main Address

Bluffton, SC

Mailing Address

Phone number

(843) 781-7001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen M. Loderick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Loderick's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARSENAL 401K ADVISORS

THE LEADERS GROUP, INC.

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/7/2014

SIE

Date: 10/1/2018

Series 7

Date: 5/13/2014

FINRA

Current Firm

ARSENAL 401K ADVISORS

Contact information

Documents

Red Flags

Company Information

ARSENAL 401K ADVISORS

TRUST BUT VERIFY

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